Definitions

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.... (i) frequent communication with its officers; (ii) any contractual, fiduciary or employment relationship; (iii) being a director, officer or an employee ; or (iv) holding any position, including a professional or business relationship, whether temporary or permanent, that allows or is reasonably expected to allow such person, directly or indirectly, access to material non-public information; (d) "dealing in securities" includes,- (i) an act of buying, selling or subscribing pursuant to any issue of any securities or agreeing to buy, sell or subscribe to any issue of any securities or otherwise transacting in any way in any securities by any person, including as principal, agent, or intermedia....

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.... consent or full participation; (viii) a false statement made without reasonable ground for believing it to be true; (ix) the act of an issuer of securities giving out misinformation that affects the market price of the securities, resulting in investors being misled even though they did not rely on the statement itself or anything derived from it other than the market price, and "fraudulent" shall be construed accordingly. Explanation.-For the removal of doubts, it is clarified that the scope of this clause shall not extend to any general comment made in good faith regarding:- (i) the economic policy of a government; (ii) the economic situation of a country; (iii) trends in the....

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....information relating to the following,- (i) financial results; (ii) dividends; (iii) change in capital structure; (iv) mergers, de-mergers, acquisitions, delistings, disposals and expansion of business, award or termination of orders or contracts not in the normal course of business and such other transactions; (v) changes in key managerial personnel, other than due to superannuation or end of term, and resignation of a statutory auditor or secretarial auditor; (vi) change in rating(s), other than 'Environmental, Social and Governance (ESG)' rating(s); (vii) fund raising proposed to be undertaken; (viii) agreements, by whatever name called, which may impact the manageme....

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....t in financials, misappropriation or siphoning or diversion of funds and receipt of final forensic audit report; (xiii) action(s) initiated or orders passed within India or abroad, by any regulatory, statutory, enforcement authority or judicial body against the entity or its directors, key managerial personnel, promoter or subsidiary, in relation to the entity; (xiv) outcome of any litigation(s) or dispute(s) which may have an impact on the entity; (xv) giving of guarantees or indemnity or becoming a surety, by whatever name called, for any third party, by the entity not in the normal course of business; or (xvi) grant, withdrawal, surrender, cancellation or suspension of key licenses or regulatory approv....