Obligations on inspection and investigation

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....management company under inspection or investigation, and of every director, officer and employee thereof, to: a. produce to the inspecting officer such books, accounts, records, including electronic records such as emails, applications and software used with respect to affairs of the mutual funds, and other documents as are in their custody or control and which are relevant or necessary ....

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....which are relevant or necessary for the purposes of investigation or inspection; and c. provide copies of documents or other materials deemed relevant by the inspecting officer for the purpose of inspection or investigation. (c) Examination and recording of statements: The inspecting officer may, during the course of an inspection or investigation examine or record the s....