Format of Compliance Report on Governance for InvITs

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....in sub-regulation (1) of this regulation shall be signed either by the compliance officer or the chief executive officer of the investment manager. 2. Accordingly, the formats of Compliance Report on Governance shall be as under: (a) Annex - I - within twenty one days from the end of each quarter; (b) Annex - II - within twenty one days from the end of financial year on an annual basis; (c) Annex - III - within three months from the end of financial year on an annual basis; 3. Reporting and Monitoring (a) The investment manager of the InvIT shall submit the compliance report on governance in the aforesaid format to the stock exchanges within the timelines as specified above. The compliance report on governance shall also be made....

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.... s in all Managers / Investment Managers of REIT / InvIT and listed entities, including this Investment Manager No of Independent directorship s in all Managers / Investment Managers of REIT / InvIT and listed entities, including this Investment Manager Number of memberships in Audit / Stakeholder Committee(s) in all Managers / Investment Managers of REIT / InvIT and listed entities, including this Investment Manager (Refer Regulation 26G of InvIT Regulations) Number of posts of Chairperson in Audit/ Stakeholder Committee(s) in all Managers / Investment Managers of REIT / InvIT and listed entities, including this Investment Manager (Refer Regulation 26G of InvIT Regul....

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....r the current quarter meetings IV. Meetings of Committees Date(s) of meeting of the committee in the relevant quarter Whether requirement of Quorum met (details)* Number of Directors present* Number of independent directors present* Date(s) of meeting of the committee in the previous quarter Maximum gap between any two consecutive meetings (in number of days) ** Yes / No * to be filled in only for the current quarter meetings. **This information has to be mandatorily given for audit committee and risk management committee. For rest of the committees, giving this information is optional. V. Affirmations 1. The composition of Board of Directors is in terms of SEBI (Infrastructure Investment Trusts) Regulatio....

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....o website. If No / NA provide reasons a) Details of business b) Financial information including complete copy of the Annual Report including Balance Sheet, Profit and Loss Account, etc. c) Contact information of the designated officials of the company who are responsible for assisting and handling investor grievances d) Email ID for grievance redressal and other relevant details e) Information, report, notices, call letters, circulars, proceedings, etc. concerning units f) All information and reports including compliance reports filed by InvIT with respect to units g) All intimations and announcements made by InvIT to the stock exchanges h) All complaints including SCORES complaints received by the InvIT i) Any ot....

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....6J Alternate Director to Independent Director 26G Maximum Tenure of Independent Director 26G Meeting of independent directors 26G Familiarization of independent directors 26G Declaration from Independent Director 26G Directors and Officers insurance 26G Memberships in Committees 26G Affirmation with compliance to code of conduct from members of Board of Directors and Senior management Personnel 26G Policy with respect to Obligations of directors and senior management 26G Note 1 In the column "Compliance Status", compliance or non-compliance may be indicated by Yes/No/N.A. For example, if the Board has been composed in accordance with the requirements of InvIT Regulations, "Yes&qu....