TaxTMI 
TaxTMI 
Investor Education and Protection Fund Authority (Accounting, Audit, Transfer and Refund) Amendment Rules, 2021
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....016, namely:- 1. Short title, extent and commencement.- (1) These rules may be called the Investor Education and Protection Fund Authority (Accounting, Audit, Transfer and Refund) Amendment Rules, 2021. (2) They shall come into force on the date of their publication in the official Gazette. 2. In the Investor Education and Protection Fund Authority (Accounting, Audit, Transfer and Refund) Rules, 2016, (a) in rule 3, in sub-rule (2), after clause (f), the following shall be inserted, namely:- "(fa) all shares held by the Authority in accordance with proviso of sub-section (9) of section 90 of the Act and all the resultant benefits arising out of such shares, without any restrictions;" (b) after rule 6, following rule sha....
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....fecting the transfer of shares held in physical form- (i) the Company Secretary or the person authorised by the Board shall make an application, on behalf of the concerned shareholder, to the company, for issue of a new share certificate; (ii) on receipt of the application under clause (a), a new share certificate for each such shareholder shall be issued and it shall be stated on the face of the certificate that "Issued in lieu of share certificate No..... for the purpose of transfer to IEPF under subsection (9) of section 90 of the Act" and the same be recorded in the register maintained for the purpose; (iii) particulars of every share certificate shall be in Form No. SH-1 as specified in the Companies....
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....it, consolidation, fraction shares and the like except right issue shall also be credited to such DEMAT account [by the company which shall send a statement to the Authority in Form No. IEPF-4 within thirty days of the corporate action containing details of such transfer.] (9) If the company is getting delisted, the Authority shall surrender shares on behalf of the shareholders in accordance with the Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009 and the proceeds realised shall be credited to the Fund and a separate ledger account shall be maintained for such proceeds. (10) In case the company whose shares or securities are held by the Authority is being wound up, the Authority may su....
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....E) dated 1st May, 2019 and G.S.R. 371(E) dated 14th August, 2019. ============= Document 1 10 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II SEC. 3(i)] (c). for the Forms IEPF-4 and IEPF-7, the following Forms shall be substituted, namely:— "FORM NO. IEPF-4 [Pursuant to rule 6(5), 6(8), 6A(5) and 6A(8) of the Investor Education and Protection Fund Authority (Accounting, Audit, Transfer and Refund) Rules, 2016] Form language o English o Hindi Refer instruction kit for details. Statement of shares transferred to the Investor Education Fund सतà¥à¤¯à¤®à¥‡à¤µ जयते and Protection Note 1 - Please adhere to the 'Process for uploading I....
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....o the best of my knowledge and belief, I declare that all the requirements of Companies Act, 2013 and the rules made thereunder in respect of the subject matter of this form and matters incidental thereto have been complied with. I also declare that all the information given herein above is true, correct and complete including the attachments to this form and nothing material has been suppressed. *To be digitally signed by DSC Box *Designation *DIN of the director; or Income-tax permanent account number of the manager or CEO or CFO; or Membership number of the secretary Note: Attention is also drawn to provisions of Section 448 and section 449 of Companies Act, 2013 which provide for punishment for false sta....
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....red to IEPF (b) (c) Proceeds realized on delisting of companies with respect to shares transferred to IEPF Proceeds realized on winding up of companies with respect to shares transferred to IEPF (d) Others Total 8. *Financial Year to which the amount relates Amount (in Rupees) Attachments 1. *Copy of Resolution declaring dividend/ winding up order/ delisting order 2. Optional attachments, if any. Date by which amount should have been credited to the fund List of attachments Attach Attach Remove attachment Declaration I have been authorized by the Board of directors' resolution number* to sign and submit this form. Dated (DD/MM/YYYY) To the best of my knowled....