TaxTMI 
TaxTMI 
Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Rules, 1993.
X X X X Extracts X X X X
X X X X Extracts X X X X
.... TO AN ISSUE AND SHARE TRANSFER AGENTS) RULES 1993 G.S.R. 436(E). -In exercise of the powers conferred by section 29 of the, Securities and Exchange Board of India Act, 1992, (15 of 1992), the Central Government hereby makes the following rules, namely :- 1. Short title and commencement. - (1) These rules may be called the Securities and Exchange Board of India (Registrars to an Issue and Sh....
X X X X Extracts X X X X
X X X X Extracts X X X X
....or group of persons. (e) "registrar to an issue" means the person appointed by a body corporate or any person or group of persons to carry on the following activities on its or his or their behalf, namely: - (i) collecting applications from investors in respect of an issue ; (ii) keeping a proper record of applications and monies received from investors or paid to the seller o....
X X X X Extracts X X X X
X X X X Extracts X X X X
....tion of its securities. (ii) a department or division by whatever name called of a body corporate performing the activities referred in sub-clause (i) if at any time the total number of the holders of its securities issued exceed one lakh. (h) "stock exchange" means a stock exchange which is for the time being recognised by the Central Government under section 4 of the Securities Contr....
X X X X Extracts X X X X
X X X X Extracts X X X X
....or he shall obtain prior permission of the Board to continue to act as registrar to an issue or share transfer agent ; (b) without prejudice to the obligations under any other law the registrar to an issue or share transfer agent, shall enter into a valid agreement with the body corporate or the person or group of persons for or on whose behalf he is buying or selling or dealing in securities a....