Revised Format of Monthly Development Report (MDR)

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.... MDR will comprise of four sections, stated as under: Section I - Trading & Ancillary Details Section II - Investor Complaints & Arbitration Section III - Stock Exchange Administration Section IV - Listing & Other Information 2. The Exchanges, having turnover of Rs. 20 Crore or more in a month or Rs. 200 Crore or more in the previous Financial Year, are required to submit the Development Report on the Monthly Basis. All the other exchanges (having turnover of less than Rs. 20 Crore in a month or less than Rs. 200 Crore in previous Financial Year) are required to submit the Development report on a quarterly basis. 3. Monthly Development Report being submitted by the subsidiary company floated by the stock exchange may be di....

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....year Items Apr May Jun : : : Feb Mar Cumulative total for the year Total during the period (Names & amount of top 5 members to be provided) Minimum in a Sett. During the period. Maximum in a Sett. During the period % shortfall in funds in above categories Amount of SGF/TGF used for meeting pay-in obligations. Gross during the period Net during the period % Share of - Top 10 scrips to total turnover - Main (Major) Index to total turnover No. of companies exclusively listed on the exchange Total no. of Companies Listed Market Capitalisation of total no. of companies. Total number of companies Traded No. of Brokers/Trading Members - Individual - Cor....

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....IPF/CPF Corpus as per previous Development Report Add: Accruals to the Fund during the period Less Fund utilised during the period Corpus as of end of the period 5. REGULATORY MEASURES ISF a) Details of cases where special margins have been imposed / withdrawn: Sr. No. Name of the scrip Daily Margin Purchase Sales Date of imposition/ withdrawal b) Details of scrips suspended for trading during the period other than de-listed. Sr. No. Name of the scrip Duration of suspension Reason of suspension c) Disciplinary Action taken against members Sr. No. Name of member Nature of irregularity/violation Details of action taken Note: The details pertaining to cases of dea....

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.... favour of In favour No of Amount Pending at the end Details of arbitration cases which are pending for more than three months along with reasons non member of cases in Rs member "X" No. Rs B) Details of Implementation of Arbitration Awards: Member-wise statement of unimplemented awards (where the money has not been set aside) S. Name of the member No Number of awards un-implemented Amount involved Action taken by the Exchange C) Complaints received by the Exchange against the Arbitration mechanism of the Exchange Opening balance Complaints received during the month Resolved during the month Nature of the complaint Closing balance Comment of t....