To maintain proper books of account, records, etc.

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....in physical form and the statement of account and other records relating to receipt and delivery of securities provided by the depository participants in respect of dematerialized securities;] (h) Member's contract books showing details of all contracts entered into by him with other members of the same exchange or counterfoils or duplicates of memos of confirmation issued to such other members; (i) Counterfoils or duplicates of contract notes issued to clients; (j) Written consent of clients in respect of contracts entered into as principals; (k) Margin deposit book; (l) ^4[****] (m) ^4[****] ^2[(n) Client account opening form in the format as may be specified by the Board.] ....

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....xpended by them and the matters in respect of which the receipt and expenditure take place; and (ii) their assets and liabilities. (2) Every Stock Broker acting as an underwriter shall also maintain the following records with respect to- a) details of all agreements b) total amount of securities of each body corporate subscribed to in pursuance of an agreement c) such other records as may be specified by the Board for underwriting. (5) Agreement with clients Every stock broker acting as an underwriter shall enter into an agreement with each body corporate on whose behalf it is acting as underwriter and the said agreement shall, amongst other things, provide for the following, namely: - a....