Forms

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....il may be written on separate sheets which should be attached to the application form. 4. Original copy of form duly signed should be submitted for registration. PART I General Information 1. Applicant's details 1.1 Name of the applicant: 1.2 Address of the applicant: Pin code:                                                             Telephone No.: Telex No.:                                                           Fax No.: E-mail: 1.3 Address of the applicant for correspondence: Pin code:             Teleph....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....e details of electronic office equipment, typewriters, telecommunication equipment, furniture and fixtures, other communication facilities, etc.) (For point Nos. 3.1 and 3.2, please mention the infrastructure for debenture trustee activity separately) 4. Business plan (for three years) (a) History, major achievements and present activity 5. Financial information: 5.1 Capital structure Year prior to the Preceding year of current year preceding year Current year (Rs. in lakhs) (a) Paid-up capital (b) Free reserves (excluding revaluation reserves) (c) Total (a) + (b) (d) Loans (details) (e) Net profit: (i)General (ii)Specific 5.2 Deployment of resources (a) Fixed assets (b) Plant and machinery and office equipment (c) Investments (Details should be given separately) (d) Others 6. Other information: 6.1 Name and address of the principal bankers 6.2 Name and Address of the auditors (internal, external and tax auditor, if any, as applicable). 6.3 Indicate involvement in any offence relating to economic offences (including those concerned with the....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....rd shall render the applicant liable to disciplinary proceedings. I/We certify that the above information and information supplied in the application form is true, complete and correct. "We hereby declare and undertake that- (a) the applicant-company, its directors or Principal Officers is/or has not at any time been convicted for any offence involving moral turpitude or been found guilty of any economic offence (including those concerned with the securities market), (b) no person directly or indirectly connected with the applicant has applied or been granted registration by the Securities and Exchange Board of India to act as Debenture Trustee." For and on behalf of ....................................... ........................................ Name of applicant Name of applicant Place: Place: Date: Date: ^4 [***] FORM B Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993 [^5[Regulation 8]] ^6[Certificate of Registration] I. In exercise of the powers conferred by sub-section (1) of section 12 of the Securities and Exchange Board of India Act, 1992, read with the Rules and Regulations ma....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....n/penal action taken/investigation/enquiry initiated/pending 4-5. Whether any investigation/enquiry has been initiated/is pending against the applicant. 6. Whether the applicant has submitted all the quarterly reports. 7. Any warning given/penal action taken against the applicant. 8. Whether the applicant has paid the fees due to SEBI in the last 3 years. Give details of payment. 9. Details of public/rights issue for which the applicant acted as trustees in the last 3 years. 10. In case of any defaults, specifically state the action the applicant has taken to protect the interest of the debenture holders and whether penal interest has been paid to the debenture holders. (a) List of debenture issues for which the applicant was acting as debenture trustees under earlier registration where defaults by the issuers in terms of delays/non-payment of interest/principal have occurred. Company                                             Details of iss....