TaxTMI 
TaxTMI 
Amendments in Appendices & Aayat Niryaat Forms pertaining to Chapter 6 of FTP/HBP 2015-20 - reg.
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.... Foreign Trade & Ex-officio Addl. Secretary to the Govt. of India Email: [email protected] APPENDIX-6A CRITERIA TO BE ADOPTED FOR AUTOMATIC APPROVAL OF UNITS UNDER EOU SCHEME (Please see Paras 6.01 (b) and 6.33 of HBP) APPROVAL OF NEW UNITS: Proposals for setting up units under EOU scheme under automatic route shall be considered by the Unit Approval Committee taking into account the following: (i) Residence proof in respect of individual/partnership firms of all Directors/Partners. (Passport/ration card/driving licence/voter identity card/aadhar card or any other proof to the satisfaction of Development Commissioner); (ii) Income Tax return of all the promoters for the last three years; (iii) Experience of the promoters; (iv) Marketing tie-ups; (v) In case of EOUs, inspection of the project site by an Officer; (vi) A report from other DCs as to whether any case under EOU Scheme in regard to diversion of goods etc. is pending. Wherever necessary, the above may be verified through personal interview with the promoters of the project. In the event of the promoters being a well-established entity, the procedure of personal interview may be dispensed with. The Unit Approval C....
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....of raw materials and consumables required for generation of a unit of power for consideration and approval by the Board of Approval. (ii) No duty shall be required to be paid on sale of surplus power from an EOU unit to another EOU/SEZ unit. However, taxes as per GST are required to be paid. Development Commissioner of SEZ concerned would be informed in writing of such supply and proper account of the consumption of raw material would be maintained by the supplying unit. The value of imported inputs and consumables shall be taken into account for NFE calculations of the supplying unit. (iii) The unit will obtain permission of the Assistant Commissioner of Customs/Central Excise for sale of surplus power in the DTA, after obtaining permission from the SEBs under the relevant statute. Duty on sale of power to the DTA shall be as per the Notification of the Department of Revenue in this regard. (iv) Due care shall be taken by the Development Commissioner / Board of Approval while approving the power plants by EOU units vis-a- vis their actual requirement. (5) GUIDELINES FOR THE EXISTING PLASTIC UNITS: The following shall be guidelines for the existing plastic units under EOU sch....
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....) GEMS & JEWELLERY PRODUCTS: The minimum value addition on annual basis shall be in terms of Para 4.61 of the HBP. APPENDIX-6C BOARD OF APPROVAL NOTIFICATION (Please see Para 6.01 (c) of HBP) TO BE PUBLISHED IN THE GAZETTE OF INDIA, EXTRAORDINARY (PART I SECTION-1) GOVERNMENT OF INDIA MINISTRY OF COMMERCE AND INDUSTRY (DEPARTMENT OF COMMERCE) New Delhi, dated the 22nd March, 2006 NOTIFICATION No.14/2/2006-EOU. In supersession of Ministry of Commerce and Industry Notification No. 14/1/2001-EPZ dated 7.8.2001, Government of India hereby constitutes the combined Board of Approvals for EOU Scheme as under:- 1.* Secretary Department of Commerce Chairman 2. Joint Secretary Department of Commerce Member 3. Joint Secretary Department of Industrial Policy and Promotion Member 4. Member (Customs) Central Board of Excise and Customs Member 5. Member Central Board of Direct taxes Member 6. Director General of Foreign Trade Member 7. Joint Secretary Ministry of Environment and Forests Member 8. Joint Secretary Ministry of Science and Technology Member 9. A representative from Ministry of Small Scale Industries and Agro and Rural Industries Member ....
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.... the above mentioned application, Govt./Development Commissioner is pleased to extend to you all the facilities and privileges admissible and subject to the provisions as envisaged in EOU Scheme 2015-2020 for the establishment of a new undertaking at__________ in the State of ____________________for the following items(s) up to the capacities specified below on the basis of maximum utilisation of plant and machinery: - Item(s) of production Annual capacity ---------------------------- ------------------------ ---------------------------- ------------------------ You are also permitted to take out for job work abroad the following intermediate products as part of production process: Item (s) description Quantity Item code (ITC (HS) code No) Not required for service unit -------------------------- ---------------- ------------------------------------------- -------------------------- ---------------- ------------------------------------------- The above permission is subject to the following conditions: - (i) The unit shall export its entire production/service, excluding rejects and sales in the domestic tariff area as per provisions of EOU Scheme for a period of 5 years f....
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.... (Please see Paras 6.02 (a), 6.03 (a) and 6.11 (a) of HBP) An agreement made this _____________day of ___________201_____between M/s. _________________________________(indicate legal status i.e. a company or firm) an Export Oriented Unit / having its registered office at ___________________ and factory/service unit at ___________ (hereinafter referred to as "the unit" which expression shall include its successors and assigns) of the one part and the President of India acting through Development Commissioner (DC) of ……………..SEZ (hereinafter referred to as "Government" which expression shall include his successors in office and assigns) of the other part. Whereas the Government has communicated vide Letter No. ___________dated _________to the Unit the terms and conditions for setting up the EOU unit for manufacture/service of __________________and the Unit has duly accepted the said terms and conditions vide their letter No.__________dated __________. AND WHEREAS the unit has been permitted to import/purchase indigenously Plant and Machinery, raw materials, components, spares and consumables with or without payment of duties and / or taxes as pro....
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....R to Jurisdictional AC/DC of Customs/Central Excise. 7. In the event of the Unit failing to fulfill the terms & conditions of Letter of Permission(LOP) / Letter of Intent (LOI) and NFE as prescribed in the EOU Scheme, except when the fulfillment of such conditions is prevented or delayed because of any law & order, proclamation, regulation/ordinance of the Government or the shortfall in fulfillment of NFE is within the permissible norms specified in the monitoring guidelines given at APPENDIX-6F of the EOU Scheme, the unit would be liable for penal action under the provisions of Foreign Trade (Development & Regulation )Act, 1992, as amended and the Rules & Orders made thereunder. 8. The unit shall also be subject to the conditions stipulated and required for availing exemption, if any available, from duty of Customs and Excise; Integrated Tax, GST Compensation Cess under the relevant Customs & Excise and GST Notifications. Any customs duties/Excise duties; GST taxes and compensation cess and interest payable to / leviable by the Government for failure to fulfill such conditions shall also, without prejudice to any other mode of recovery be recoverable in accordance with the provi....
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....RCH) QUARTERLY PROGRESS REPORT FOR THE EOU / UNITS WHICH ARE UNDER IMPLEMENTATION 1. Details of the unit : (a) Name of the unit : (b) IEC No. : 2. Location of the Factory & Full Address: a. Address : b. Phone No. : c. Fax No. : 3. Regd.Office a. Address : b. Phone No. c. Fax No. : d. Permanent E-Mail Address: e. Web-Site : 4. Approval No. and date : 5. Item of manufacture/service - Annual Capacity (Details of all items to be provided) a) b) 6. Green Card No. and date and the period of validity : 7. Present position in regard to setting up of the unit (Tick whichever is applicable) a. Acquisition of land : Yes No b. Erection of Building : To Start/ Started Over/Building purchased c. Electricity : Not applied Applied on Available d. Water : Not applied Applied on Available e. Telephone/Fax : Not applied Applied on Available 8. Employment: a) No. of Men Workers employed in the unit Managerial Skilled Unskilled b) No. of Women workers employed in the unit Managerial Skilled Unskilled c) TOTAL: 9. Imports during the quarter (Rupees in Lakhs) Cumulative During the Quarter a. Value of Capital Goods imported b. Value of Raw Mate....
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....1. Details of the Unit a) Name of the Unit b) IEC. No. 2. PERIOD OF REPORTING 3 Approval No. & Date 4. Item of manufacture/service - Annual Capacity (Details of all items to be provided) a) b) 5. Factory Location/Address/Telephone No. 6. Regd.Office Address/Tel/Fax No 7. (a) Permanent E-mail Address (Compulsory) (b) Web Site 8. Date of commencement of production Details of production figures Quantity(MT/pieces) Value(Rs. in lakhs) 9. Details of Foreign Exchange Inflow/Outflow EXPORT(INFLOW) (Rs. in Lakhs) $ in Million 10. FOB value of exports for the Year a) GCA exports b) RPA exports c) Total: 11. Goods sold in DTA in terms of Para 6.09 of Chapter 6 of the Foreign Trade Policy 2015-20 12. Cumulative exports up to the current year 13. Cumulative exports up to the previous year 14. Country-wise details of exports (Rs. in Lakhs) $ in Million 15. Opening balance of imported RM, Consumables etc., during the year 16. Raw Materials/consumables /components etc. imported during the year 17. RM/consumables etc. transferred to other units during the year 18. RM/consumables etc. received under the inter-unit transfer during the year 19. Cumulative impo....
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.... unit at the end of last year a) Less than one year Amount in $ b Cases of pending Foreign Exchange Cases of pending Foreign Exchange realisation outstanding for more than 180/360 days at the end of financial year Date of export Name & address of importer Date and number of Shipping Bills Amount pending realization Reasons for non realization External commercial borrowing c External commercial borrowing pending at the end of last year (a) Less than three years Amount in $ (b) More than three years -do- d Revenue contribution Revenue contribution by units (a) (i) GST taxes and compensation cess under GST on DTA sale during the financial year (ii) Excise duty on DTA sale during the financial year (iii) Customs duties paid on account of reversal of exemption of duties availed on the inputs on DTA sale (b) Income tax paid, if any, during the financial year (c) Taxes, cess duties & levies (including CST) paid on domestic procurement. (d) Tax deducted at source in respect of employees. e. Duties and/or taxes and compensation cess foregone by way of exemption/refund (Rs. In lakhs ) (i) on import (ii) on indigenous procurement It is certified that n....
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....y from the unit, is satisfied that the shortfall has been on account of genuine reasons. 4. METHOD OF MONITORING: i) In all cases of exit from the Scheme where the unit has imported inputs and failed to fulfill the conditions of LOP with regard to NFE, appropriate steps are to be taken for penal action after issuing Show Cause Notice to the units. Steps may also be initiated for cancellation of LOP/LOA of units, which is not operating for more than a year; ii) NFE is to be calculated as per Para 6.10 (a) to 6.10 (d) of the Chapter 6 of the HBP. For purpose of uniformity, guidelines for calculation of NFE is given in ANNEXURE may be followed. 5. MONITORING PERIOD: Units which have not completed one year, from the date of commencement of commercial production, will not be monitored. In case a unit has completed less than five years from the date of commencement of commercial production it will be monitored for the number of completed years. Annual monitoring in the cases of old units which have completed more than five years will be undertaken for only such number of years which fall in the second block of five years 6. OTHER CONDITIONS: Development Commissioner will monito....
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....debonded d) No. of exporting units e) No. of units under implementation f) No. of units yet to be implemented II. RESULT OF MONITORING : Previous Year ( ) Current Year ( ) (iii) EOU UNITS: a. Units which are operational for more than 1 year. b. Units with negative NFE at the end of 3rd or subsequent years. c. Details of outstanding export proceeds (where the period of realisation is not extended by the competent authority) beyond 180 days. d. Revenue contributions by the units (a) (i) GST taxes and compensation cess under GST on DTA sale during the financial year (ii) Excise duty on DTA sale during the financial year (iii) Customs duties paid on account of reversal of exemption of duties availed on the inputs on DTA sale (b) Income tax paid, if any, during the financial year (c) Taxes, cess duties & levies (including CST) paid on domestic procurement. (d) Tax deducted at source in respect of employees. e. Duties and/or taxes and compensation cess foregone by way of exemption/refund (Rs. In lakhs ) (i) on import (ii) on indigenous procurement PROFORMA-II (TO BE SUBMITTED BY THE ZONE) SPECIAL ECONOMIC ZONE SUMMARY OF ANNUAL PERFORMANCE REPORT FOR THE YEAR 20....
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....urposes of NFE if the value of said CG is fully amortized. If any capital goods imported duty free is leased from a leasing company or is taken on loan the CIF value of the capital goods shall be included under the imported inputs. However, on return of such CG its unamortized portion of value would be excluded from the calculation formula. 3. Import of raw material, consumables and spares etc: Whatever R. M. Consumables and spares are imported during the year are taken into account. However, it should be noted that whatever R. M. is in balance at the end of the previous year is added while the RM at the end of the current year is deducted which will give the amount of RM consumed during the year. RM purchased as inter - unit transfer is also included. 4. Other outflow of foreign exchange: All the foreign exchange outflow on account of royalty, dividends, commission on exports, interest on external commercial borrowing etc., during the particular year has to be accounted for while calculating value addition. However, outflow on account of know-how fee would be apportioned during a period of ten years as applicable 5. Value of exports: While calculating value of exports, DTA sale....
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....the exports envisaged in the first year shall be permitted. In respect of such DTA sale, the unit shall ensure that it achieves the positive NFE criteria within a maximum period of two years from the date of commencement of the production by the unit. However, drugs and pharmaceuticals units can make advance DTA sale of the production on the exports envisaged in the first two years. However, in respect of such DTA sale, the unit shall ensure that it achieves the NFE criteria within the maximum period of three years from the date of commencement of the production by the unit. The Unit manufacturing excisable goods shall be required to execute a bond with the Deputy/Assistant Commissioner of Central Excise concerned to cover the difference between the amount of duties paid on the advance DTA sale and the full duties applicable on such goods. g) Advance DTA sales permission would also be admissible in cases of capacity expansion/product diversification. In such cases, the unit would be entitled to advance DTA sales linked to the exports envisaged from the expansion or new production streams or through product diversification. However, no advance DTA sale would be admissible to a DTA ....
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....e EOU Scheme: a) The unit shall, at the time of application, indicate the quantity and value of goods sought to be supplied in the DTA. If the sale is effected against an import license held by the DTA purchaser, the Customs/Central Excise Officer concerned will allow such sales after making a suitable entry on the license of the quantity and value o such sales. The Import license shall cease to be valid for further imports to the extent of such supplies effected by units. b) If, the goods proposed to be sold by the units do not require an import license, the Customs/Central Excise Officer concerned will allow such supplies from the unit to the DTA. c) Goods supplied under (a) and (b) above will be taken into account for the purposes of achievement of NFE The unit will file a quarterly statement to the Development Commissioner giving details of the goods cleared in the DTA category-wise. d) For the purpose of sub-para 6.09 (e) of FTP, the relevant Ministry of Finance Notifications are: 1. No.36/2017-Cus dated 30.06.2017 2. No. 152/94-Cus dated 13.7.94 3. No. 50/96-Cus dated 23.7.96 4. No. 39/96-Cus dated 23.7.96 5. No. 84/97-Cus dated 11.11.97 IV SALE OF REJECTS: Sale of....
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....officer of the EHTP/STP. (ii) As soon as the goods are received by the EOU/EHTP/STP unit in its premises it will be entered in the material receipt register kept for the purpose. The register must show the details of goods, quantity, the source of purchase and the 'C' Form against which purchase is made, etc. which will be subject to periodical check by the authorised staff of the Zone/Customs administration. A Chartered Accountant's certificate / Cost Accountant's certificate regarding the verification of the materials receipt register relevant to the claim as at ANNEXURE-II shall be submitted alongwith the claim. (iii) The reimbursement of CST shall be admissible only to those units who get themselves registered with the Sales Tax authorities in terms of Section 7 of the CST Act, 1956 read with (Registration and Turnover) Rules, 1957 and furnish a Photostat copy of the Registration Certificate issued by the Sales Tax authorities to the Zone office concerned for keeping it in the relevant file. (iv) Claims shall be admissible only if payments are made through the bank accounts maintained by EOU/EHTP/STP unit or DD emanated from its accounts. (v) The claim shall be submitted al....
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....Outsourcing (BPO) units. (vii) The EOU/EHTP/STP shall also intimate the name of the person/persons who are authorised by them to sign the C Form and furnish three copies of his/their specimen signature(s) which will be kept in the relevant file of the unit. (viii) Reimbursement of CST will be made on quarterly basis. The application for claiming reimbursement should be filed within a period of 6 months from the completion of the quarter in which the claim has arisen. In case of procurement of goods against payment in instalments, the CST reimbursement claim may be made in the quarter in which the full payment has been effected against the invoice/bill. Whenever application is received after expiry of last date of submission of such application, provisions of para 9.02 of the HBP would apply. (ix) Application for supplementary claim will be considered as per provisions of para 9.03 of HBP. (x) The claim for CST reimbursement for the amount below ₹ 100/- on any single invoice shall not be entertained. (xi) The disbursing authority for the claim of reimbursement of CST will be Development Commissioner/designated officer of EHTP/STP who will make payment to the units. All cl....
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....ill be made in future against purchase covered by the application. (a) The goods for which the claim has been made are manufactured in India and are meant for utilization/production of goods/services of the EOU/EHTP/STP unit and will be utilised only in our factory and we shall not divert or dispose off the material procured without obtaining prior permission of the concerned Development Commissioner. (b) The goods for which the claim has been made have been entered into the stock register maintained by the unit. (c) Any information, if found to be incorrect, wrong or misleading, will render me/us liable to rejection of our claim without prejudice to any other action that may be taken against us in this behalf. If as a result of scrutiny any excess payment is found to have been made to me/us, the same may be adjusted against any of the subsequent claims to be made by my/our firm or in the event no claim is preferred, the amount overpaid will be refunded by me/us to the extent of the excess amount paid. Signature : Name in Block Letters : Designation : Name of the Applicant : Firm : ANNEXURE-II CHARTERED ACCOUNTANT CERTIFICATE / COST ACCOUNTANT CERTIFICATE I/We here....
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.... No. of the supplier: Note: Table shall show supplier-wise sub-total and grand total of column (v), (vii) and (x). Signature & Stamp/seal of the________ Signatory Name ________ Membership No.________ Full address_______ Name and address of the Institution where registered. Date: Place: ANNEXURE III MINISTRY OF COMMERCE & INDUSTRY (O/o DEVELOPMENT COMMISSIONER, SEZ) File No…………………………………… Dated To …………………………………. ……………………………….… (Name & Address of the firm) Subject: Application for payment of CST/Intimation letter (Approval Letter) for admitted claims (Ripe cases). Sir, I am to refer to your application dated …………… for payment of Central Sales Tax in respect of supplies made to EOUs. 2. Your application has been processed after removal of deficiencies and the case has been admitted for payment of Rs………….. on …&hell....
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....ioner/ Deputy Development Commissioner/ Asstt. Development Commissioner KASEZ, Gandhidham,Kutch-370230, Gujarat. FAX : 02836-252194 E-mail : [email protected] Ph.-02836-252475 Website-www.kasez.com Units situated in Kandla and Surat SEZs and approved EOU/SEZs located in Gujarat 3 Development Commissioner/ Joint Development Commissioner/ Deputy Development Commissioner/ Asstt. Development Commissioner MSEZ, Administrative Office Building, National Highway 45, Tambaram, Chennai- 600045, Tamil Nadu FAX : 04422628218 E-mail : [email protected] Ph.-044-22628220/30 Website-www.mepz.gov.in Units situated in Madras Special Economic Zone and approved EOU/SEZs located in Tamil Nadu, Andaman & Nicobar Islands, Union Territory of Pondicherry, excluding Mahe and Yanam 4 Development Commissioner/ Joint Development Commissioner/ Deputy Development Commissioner/ Asstt. Development Commissioner CSEZ, Kakkanad, Cochin - 682030, Kerala FAX : 04842413111/222 Email : [email protected]/[email protected] Ph.-0484-2413074 Website-www.csez.com Units situated in Cochin SEZ and approved EOU/SEZs located in Kerala, Karnataka, Lakshadweep and Mahe 5 Development Commissioner/ Joint Develop....
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....ent and Regulation)Act, 1992, as amended, for non-fulfillment of the conditions of approval, would be paid. In case an appeal against an order imposing penalty is pending, exit from the Scheme would be considered if the unit has obtained a stay order from Competent Authority and has furnished a Bank Guarantee for the penalty adjudicated by the appropriate authority unless the appellate authority makes a specific order exempting the unit from this requirement. c) In case the unit has failed to fulfill the terms and conditions of LOA and penal proceedings are to be taken up/are in process, a legal undertaking for payment of penalties, that may be imposed, would be executed with the concerned Development Commissioner as per enclosed proforma at ANNEXURE. d) EOUs wishing to continue operations in the DTA would need to comply with industrial, locational, environment or other laws, rules and regulations in force for DTA units. Note: i) The unit would fulfil the above mentioned standard conditions in a period of six months from the date of issue of 'in principle' exit letter and obtain final exit permission from the Development Commissioner/SIA (in case manufacturing of item requires ....
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...._________________201__ signed, sealed and delivered by the unit in the presence of : 1. Name ___________________________ Address ___________________________ 2. Name ___________________________ Address ___________________________ ___________________________ (To be authenticated/affirmed by Ist class Magistrate/ Notary Public) Accepted by me on behalf of the President of India. Dy./Jt. Development Commissioner, ___SEZ APPENDIX-6L GUIDELINES FOR REVIVAL / EXIT OF SICK EOU UNITS (Please see Para 6.39 of HBP) To revive units which may have become 'sick' and to provide an exit route to those units, who may want to move out of the EOU Scheme, the following guidelines are prescribed :- 1. REVIVAL OF OPERATIONS i) A unit which has been declared sick by the appropriate authority shall submit a revival package through the Development Commissioner concerned to the Board of Approval for consideration and approval. The Board shall consider the following: a) Extension in the period for fulfilment of NFE for a further period up to a maximum of 5 years at the prevalent norms of the EOU Scheme. b) On extension of the period, unutilized raw material and imported/domestically procure....
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....oms & Central Excise Authority and obtain certificate showing physical verification of unutilized material held in stock against all advance authorizations (not yet redeemed) and such raw material as intended to be carried forward to EOU; (ii) Approach Regional Authority along with a copy of the following documents: (a) LOP/LUT executed with DC, (b) Certificate of stock verification obtained from Customs/Central Excise (c) LUT with RA as annexed. (d) Details of imports/exports against all advance authorizations and utilized/ balance materials as per prescribed consumption register. The firm must submit original authorizations and connected documents of exports to concerned R.A. (iii) RA, will calculate unfulfilled export obligation, as per prevailing norms. In case norms are not fixed, R.A. will take up with Norms Committee for its fixation. Such export performance would only be taken into account, as within valid export obligation period of Advance Authorization ; (iv) R.A. will thereafter communicate "No objection" to DC and Central Excise customs Authority with endorsement to applicant unit. (v) The unit will approach the Customs/Central Excise Authority for execution o....
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....zation (iii) That I/We____________________________________________________ shall adhere to the mode of payment of penalties, if any, and time frame in which penalties are required to be paid to the Director General of Foreign Trade without any demur or protest. Full and expanded description of the unit with full address. IN WITNESS WHEREOF the unit hereto has duly executed this agreement on ______________________________ this ______________________________ day of ___________________________201__ signed, sealed and delivered by the unit in the presence of : 1 Name __________________________ Address___________________________ 2. Name ___________________________ Address__________________________ __________________________ (To be authenticated/affirmed by 1st class Magistrate/ Notary Public) Accepted by me on behalf of the President of India. Dy./Jt.DGFT ANF-6A APPLICATION FORM FOR SETTING UP OF NEW EOU/EHTP/STP/BTP UNIT OR CONVERSION OF EXISTING DTA/EHTP/STP/BTP UNIT Note: 1. Please see Paras 6.01 (a), (b) and (c) of the Chapter 6 of the HBP. 2. Please read the general instructions given in EOU scheme before filling this application and also some important guidelines....
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....try] Government Undertaking/Public Limited Company/Private Limited Company/Proprietor ship/Partnership/Others (please specify) Note:- Copy of certificate of incorporation along with Article of Association and Memorandum in case of companies and partnership deed in case of partnership firms may please be attached. III. INDICATE WHETHER THIS PROPOSAL IS FOR [Please tick (√) the appropriate entry]. Establishment of a New Undertaking - Manufacturing [ ] - Services [ ] Effecting Substantial Expansion Manufacturing of New product IV. (1) Location of the proposed undertaking Full Address __________________________ Pin code __________________________ (2) ONLY FOR PROJECTS UNDER EOU SCHEME (In case the unit is proposed to be located on leased premises, then lease should be obtained from Government or any undertaking / authority of Government. However in case lease is obtained from private parties, it shall have a validity period of five years from the date of LUT and the Development Commissioner shall satisfy himself of genuine nature of the lease.) (a) Please indicate if the proposed location is in a Centrally Notified Backward Area [Please tick (√) the appropria....
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....________________________ (i) Indigenous ________________________ (US $ Thousand) (ii) Import CIF value ________________________ (iii) Total (i) + (ii) ________________________ (d) Details of source(s) of finance, (both Indian as well as foreign) for the above investments X. WHETHER FOREIGN TECHNOLOGY AGREEMENT IS ENVISAGED (Please tick (√) the appropriate entry) Yes ____________ No_____________ (I) Name and Address of foreign collaborator ____________________ (ii) Terms of collaboration (Rupees lakhs) (Gross of Taxes) (a) Lumpsum payment _____________________ (b) Design & Drawing fee _____________________ (c) Payment to foreign technician _____________________ (d) Royalty (on exports) ____________________% (e) Royalty (on DTA sales if envisaged) ____________________ (f) Duration of agreement ________________(No .of years) XI. EQUITY INCLUDING FOREIGN INVESTMENT (i) ($ Thousand) (Rs.lakhs) (a) Authorized _______________ __________________ (b) Subscribed ________________ ________________ (c) Paid up Capital ________________ ________________ Note: If it is an existing company, please give the break up of the existing and proposed capital struct....
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....______ _____________ XVIII OTHER INFORMATION i) Any special features of the project proposal which you want to highlight _________________ (please attach the project report, for new units) ii)(a) Whether the applicant has been issued any Industrial license or LOI/LOP under EOU/ STP/EHTP scheme if so, please give full particulars especially reference number, date of issue, items of manufacture and progress of implementation of each project. _____________________________________ (b) Whether the applicant has submitted any other application for LOI/LOP which is pending with the Board of Approvals. If so, please give particulars like reference number, name under which application made, items of manufacture etc. ______________________________________ iii) Whether the applicant or any of the partners/Directors who are also partners /Directors of another company or its associate concerns are being proceeded against or have been debarred from getting any License/Letter of Intent/ Letter of Permission under the Export and Import (Control) Act, 1947/Foreign Trade (Development and Regulation) Act, 1992, as amended / FEMA / Custom/Central Excise Act. ______________________________....
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.... above information is enclosed. 4. I/We fully understand that any information furnished in the application if found incorrect or false will render me/us liable for any penal action or other consequences as may be prescribed in law or otherwise warranted. 5. I/We hereby declare that the particulars and the statements made in this application are true and correct to the best of my/our knowledge and belief and nothing has been concealed or held there from. 6. I hereby certify that I am authorized to verify and sign this declaration as per Paragraph 9.06 of the Policy Place:__________ Signature of the Applicant _________________ Date:___________ Name in Block Letters _________________ Designation _________________ Official Seal/Stamp _______________________ Full Official address _________________ Tel. No. _________________ e-mail Address _________________ Web-Site _________________ Full Residential address __________________ Tel. No __________________ SOME IMPORTANT GUIDELINES 1. Additional Information may be furnished by existing domestic units seeking conversion into the EOU Scheme as per annexure. 2. Normally raw material tie-ups are not insisted upon but this may ....
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.... 4. Action taken for setting up of unit: (a) Land acquisition (b) Loan sanction: Amount, date & Name of Financial Institution (c) Amount disbursed so far (Institution wise) (d) Equipment available on site: (i) Details of acquired Capital Goods (CG) imported with date and value (ii) Details of acquired indigenous CG with date and value (iii) Details of RM in stock and value (a) imported (b) indigenous Building construction: (e) Date of execution of legal undertaking : (f) Green card No. & period of its validity (g) Deleted (h) Date of Execution of B-17 bond (j) Power Connection (k) whether any SCN issued by local Customs/Central Excise Commissionerate : (l) if yes, the details thereof : (m) whether adjudicated or not : (n) Total up to date Investment and item thereof: (o) Details of Employment: 5. Likely date of commencement of production 6. Whether necessary permissions from state obtained (i.e. Pollution Control Board) 7 Details of all extensions given so far (along with the conditions mentioned therein) : 8 Reasons for non implementation so far: 9. Present request and reasons: 10. Proposed phasing of the project. 11. Specific Comments/categorical recomm....
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....e Membership No Seal CERTIFICATE BY JURISTICTIONAL CUSTOMS/CENTRAL EXCISE AUTHORITY Verified from the records and found correct by Inspector / Supdt. Of Central Excise & Customs I/C of the factory Signature Name Seal Note: Each page may be verified and signed by the Chartered Accountant/Cost Accountant Certificate. CALCULATION CHART (TO BE CERTIFIED BY A CHARTERED ACCOUNTANT/COST ACCOUNTANT SHOWING NFE ACHIEVED IN THE BLOCK PERIOD AS PER PARA 6.04 OF FTP OR LESS AS APPLICABLE 1. DETAILS OF EXPORTS (Rs. in Lakhs) i) F.O.B. value of physical exports made in the block period as per para 6.04 of FTP or less as applicable Rs. ii) Value of supplies made under para 6.09 of the Chapter 6 of the Foreign Trade Policy Rs. iii) Total Rs. 2. DETAILS OF CAPITAL GOODS INCLUDING DG SET AND OTHER OFFICE EQUIPMENTS IMPORTED IN THE BLOCK PERIOD AS PER PARA 6.04 OF FTP OR LESS AS APPLICABLE (I) CIF VALUE OF IMPORTED CAPITAL GOODS (YEAR WISE) IN THE BLOCK PERIOD AS PER PARA 6.04 OF FTP OR LESS AS APPLICABLE Ist year IInd year IIIrd year IVth year Vth year Total (II)VALUE OF IMPORTED CG PROCURED FROM ANOTHER EOU/SEZ UNIT OR FROM A LEASING COMPANY IN THE BLOCK PERIOD AS PER ....
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....f commencement of production: 5. Date of completion of last five year block period 6. Copies of CA certified APRs for the period / year after completion of last five year block including for the current year) 7. Whether as per APRs (as per Sl. No. 6) the unit is NFE positive (attach calculation sheet separately) YES / NO 8. Legal Undertaking in the proforma in APPENDIX-6E YES / NO 9. Original LOP and Green Card / RCMC attached with the application YES / NO 10. 'No Dues Certificate' from Jurisdictional Customs/Central Excise Authorities attached with the application YES / NO 11. Whether any pending foreign exchange Realization; if so, details thereof YES / NO 12. Whether any CST reimbursement has been : availed for the raw materials/finished goods lying in stock at the time of exit, if so, details thereof (based on FIFO method) YES / NO 13. In case of Gems and Jewellery unit whether gold and other precious metals, alloys, gems and other materials available for manufacture of Jewellery have been handed over to nominated agency. If so, proof of the same may be attached. YES / NO 14. In case of pending appeal against order imposing penalty under FT(D&R) Act, whether bank guar....