Companies (Significant Beneficial Owners) Rules, 2018

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.....- (1)  In these rules, unless the context otherwise requires,- (a)  "Act" means the Companies Act, 2013 (18 of 2013); (b)  "form" means the form specified in Annexure to these rules; (c)  "registered owner" means a person whose name is entered in the register of members of a company as the holder of shares in that company but who does not hold beneficial interest in such shares; (d)  "section" means a section of the Act (e)  "significant beneficial owner" means an individual referred to in sub-section (1) of section 90 (holding ultimate beneficial interest of not less than ten per cent.) read with sub-section (10) of section 89, but whose name is not entered in the register of members of a co....

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....ctive control over the trust through a chain of control or ownership; Explanation II. It is hereby clarified that instruments in the form of global depository receipts, compulsorily convertible preference shares or compulsorily convertible debentures shall be treated as 'shares' for the purpose of this clause; (2)  Words and expressions used in these rules but not defined and defined in the Act or in Companies (Specification of Definitions Details) Rules, 2014 shall have the meanings respectively assigned to them in the Act and the said Rules. 3.  Declaration of significant beneficial ownership in shares under section 90.- (1)  Every significant beneficial owner shall file a declaration in Form No. BEN-I t....

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....shall give notice seeking information in accordance with under sub-section (5) of section 90, in Form No. BEN-4. 7.  Application to the Tribunal.- The company may apply to the Tribunal in accordance with sub-section (7) of section 90, for order directing that the shares in question be subject to restrictions, including - (a)  restrictions on the transfer of interest attached to the shares in question; (b)  suspension of the right to receive dividend in relation to the shares in question; (c) suspension of voting rights in relation to the shares in question; (d) any other restriction on all or any of the rights attached with the shares in question. 8.  Non-Applicability.- Th....

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.... foreign national) (6) (7) (8) (9) 3. Declaration In pursuance of sub-section (1) of section 90 of the Companies Act 2013, I .....hereby declare that I hold / have acquired a significant beneficial interest in the above mentioned shares of the company which are registered in the name of the person whose particulars are furnished below: 4. Particulars of the registered owner PAN * Sl. No. Name of the registered owner Address and E- Date of Birth/ Father's/ mail id Age Spouse's name (1) (2) (3) (4) (5) Occupation Nationality PAN/UIN/CIN (in Passport No. case of company) (in case of foreign (6) (7) (8) national) (9) 5. Details of t....

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....icial interest is created/ transferred/ changed. 6 Document 2 Form No. BEN-2 Return to the Registrar in respect of declaration under section 90 received by the company [Pursuant to section 90(4) of the Companies Act, 2013 and rule 4] O For Significant beneficial ownership O For Change in Significant beneficial ownership Total percentage 1. (a) CIN: (b) GLN: 2. (a) Name of the company: (b) Registered office address: (c) E-mail id: O Date of Change. O SRN of BEN-2 latest(last) filed for significant beneficial Ownership Total percentage 3. Particulars of significant beneficial interest: PAN * Prefill receipt of Particulars of shares in respect of which beneficial of interest i....

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.... elif mime_type in ["image/gif"]: IndentationError: expected an indented block after 'if' statement on line 341 Document 4Form no. BEN-4 [Pursuant to section 90(5) of the Companies Act, 2013 and rule 6] > [By post/email] [>] (the "Company") To: Name and address of SBO/any other person Date: Subject: Notice under sub-section (5) of Section 90 of the Companies Act, 2013 and rules made there under The Company has reasonable cause to believe that* : ☐ you are a significant beneficial owner of the company; ☐ have knowledge of the identity of significant beneficial owner of to have such knowledge; likely ☐ have been a significant beneficial owner of the company during the three years immediately preceding the da....