TaxTMI 
TaxTMI 
TaxTMI 
Application for compounding of offence
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.... 13, 2011 updated in terms of A.P. (DIR Series) Circular No. 20 dated August 12, 2013 (NIC Code and Activity to be mentioned) c) Demand Draft of Rs.5000/- in favour of “ Reserve Bank of India†payable at the Regional Office where the application is being submitted OR at Mumbai if the application is submitted at CEFA, Mumbai. d) Bank particulars of the applicant as per Signed ECS Mandate (Form is attached herewith) e) P hotocopy of a cancelled cheque leaf in respect of the applicant . f ) Photocopy of the PAN card . g ) An undertaking that the applicant is not under investigation of any agency such as DoE, CBI etc. h ) A copy of the Memorandum and Articles of Association i) L atest audited balance sheet ** D etails regarding the contravention amount, in foreign currency (if applicable) and corresponding Indian rupees is to be mentioned.  Form (See Rule 4 or 5) (To be filled in duplicate and shall be accompanied by certified copy of the Memorandum issued) 1. Name of the applicant (in BLOCK LETTERS) 2. Full address of the applicant (including Phone and Fax Number) 3. Whether the applicant is resident in India or resident outside India [Please refer to Section 2(....
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....nder? Is the lender an equity holder? What is the level of his holding at the time of loan agreement? Details of ECB Date of Loan agreement Amount in Foreign Currency and Indian Rupee Rate of interest Period of loan Repayment particulars Details of draw down Date of draw Amount in Foreign Amount in INR down Currency Details of LRN Number- application and receipt Details of ECB 2 returns submitted; Period of return: Date of s ubmission Details of Utilization of ECB in Foreign Currency and Indian Rupee Nature of contravention and reasons for the contravention All supporting documents may be submitted Annex- ODI Details to be furnished along with application for compounding of contravention relating to Overseas Investment Name of the applicant Date of incorporation Income-tax PAN Nature of activities under ta ken (Please give NIC code - 2008 ) Name of Overseas entity Date of incorporation of overseas entity Nature of activities under taken by overseas entity Nature of entity- WOS/JV Details of remittance sent-Date of remittance; Amount in FCY and INR Details of other financial Commitment Details of UIN applied and received Date of receipt of share certificate Approval of other regulat....
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....d Draft of Rs.5000/- 4.ECS Mandate If the Applicant is a Firm/Company 1.Application Form as per Rule 4 & 5 2.Annexure of FID/ECB/ODI/ LO/BO/PO 5.Cancelled cheque 6.Photocopy of PAN Card 7.Undertaking of DOE investigation 3.Demand Draft of Rs.5000/- 4.ECS mandate 5.Cancelled cheque 6.Photocopy of PAN Card 7.Undertaking of DOE investigation 8.Memorandum and Articles of Association 9.Latest Audited Balance Sheet a) Application Form as per Rule 4 & 5 (Form is attached herewith) in terms of A.P. (DIR Series) Circular No 56 dated June 28, 2010 b) Necessary Annexures (attached herewith) according to the nature of contravention i.e. FID/ECB/ODI/LO/BO/PO in terms of A.P. (DIR Series) Circular No.57 dated December 13, 2011 updated in terms of A.P. (DIR Series) Circular No. 20 dated August 12, 2013 (NIC Code and Activity to be mentioned) c) Demand Draft of Rs.5000/- in favour of "Reserve Bank of India" payable at the Regional Office where the application is being submitted OR at Mumbai if the application is submitted at CEFA, Mumbai. d) Bank particulars of the applicant as per Signed ECS Mandate (Form is attached herewith) e) Photocopy of a cancelled cheque leaf in ....
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....e of Board meeting Date of filing with ROC A=B+C Please give supporting documents Table A- Copies of FIRC with date stamp of receipt at RBI Table B- Copies of FCGPR with date stamp of receipt at RBI Table C - letter seeking refund/ allotment of shares- approval letter from RBI A2 form Copies of Balance Sheet during the period of receipt of share application money and allotment of shares Nature of contravention and reasons for the contravention Annex- ECB Details to be furnished along with application for compounding of contravention relating to External Commercial Borrowing Name of the applicant Date of incorporation Income-tax PAN Nature of activities under taken (Please give NIC code - 2008) Brief particulars about the foreign lender Is the applicant an eligible borrower? Is the lender eligible lender? Is the lender an equity holder? What is the level of his holding at the time of loan agreement? Details of ECB Date of Loan agreement ☠Amount in Foreign Currency and Indian Rupee Rate of interest Period of loan ☠Repayment particulars Details of drawdown Date of draw down Amount in Foreign Currency Amount in INR Details of LRN Numbe....