TaxTMI 
TaxTMI 
TaxTMI 
FORM OVERSEAS DIRECT INVESTMENT (ODI)
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....tor Undertaking______________ (4) Registered Partnership ___________________ (5) Proprietorship_______________________ (6) Unregistered Partnership__________________ (7) Trust______________________________ (8) Society_______________________________ (9) Others____________________________ (VI) Activity code of Indian Party*_____________________ *NIC code at 3-digit level [If the Indian Party is engaged in Financial sector or falls under the category of Proprietorship, Unregistered Partnership or Financial sector, please furnish the details In Item VII below]. (VII) Financial particulars of the Indian Party for the last 3 years (Amt. in Rs. 000s) Particulars Year 1 31-3- Year 2 31-3 Year 3 31-3 Foreign exchange earnings (excluding equity exports to JV....
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....bsp; (3) (3) Section C: Details of Investment in Existing Project Indicate 13 digit Unique Identification Number issued by Reserve Bank (I) Purpose of Supplementary Investment (Please tick appropriate category) (a) Enhancement of Equity in existing JV/WOS overseas__________________________________ (b) Enhancement of Preference Equity/Convertible Debt__________________________________ (c) Grant! Enhancement of Loan in existing JV/WOS_____________________________________ (d) Extension/Enhancement of Guarantees _____________________________________________ (e) Remittances to Unincorporated Entity______________________________________________ (e) Others _____________________________________________________________________ (II) Capital Structure [a] indian Party (ies) % stake [b] Foreign partners(s) % stake (1) (1) (2) (2) (3) (3) Section D - Funding fo....
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....n/adjudication/manner of disposal of the case ______________________________________________________________________ ______________________________________________________________________ (b) Whether the promoter Indian party(ies) is(are) presently on Exporters' Caution List of Reserve Bank for non-realization of export proceeds or on the list of defaulters to the Banking System circulated by Reserve Bank. If so, status of the Indian party (ies): _____________________________________________________________________ _____________________________________________________________________ (c) Any other information relevant to this proposal, including any special benefits/incentives available in the host country for setting up / acquiring the proposed concern. ____________________________________________________________________ _____________________________________________________________________ (d) Wherever applicable, the Annual Performance Report, as required in terms of Regulation 15(iii) of the Notification No. FEMA 120 / RB - 2004 dated July 07, 2004, as amended from time to time, in respect of all the existing JV / WOS of the Indian party has been submitted &nb....
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....nvestment under report. In particular, it is certified that: (i) the investment is not in real estate oriented or banking business, and (ii) the amount of foreign exchange proposed to be purchased for remittance towards the investment together with remittances for all overseas investments already made and exports and other dues capitalized / swap of shares / investment from ECB / FCCB balances for investment abroad under the Automatic Route is within the limit stipulated by the Reserve Bank from time to time. This has been verified with reference to the net worth of the Indian party as on the date of Last audited balance sheet, i.e. (date) (iii) has complied with the valuation norms prescribed for the investment (iv) has complied with the ECB guidelines # (v) that the Indian party (a) has made net profits during the preceding three years, (b) has fulfilled the prudential norms of capital adequacy as prescribed by the regulatory authority concerned; (c) has been registered with the appropriate regulatory authority in India and (d) has obtained approval for the investment in financial services sector activities from the regulatory authorities concerned in India and abroad * Not....
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....n Section C) Acquisition of stake in an already existing JV/WOS overseas promoted by an Indian party. 2 Website: www.fema.rbi.org.in Email: [email protected] â— à¤à¤¾à¤°à¤¤à¥€à¤¯ SERVE रिजरà¥à¤µ BANK OF Section B: Details of Investment in New Project For Reserve Bank use only Unique Identification Number (I) Purpose of investment (Please tick appropriate category) (b) Contribution in WOS (a) Participation in JV (c) Full acquisition of a foreign concern (d) Partial acquisition of a foreign concern (e) Investment in unincorporated entity (f) Others (II) Particulars of JV/WOS (a) Name of JV/WOS (b) Address of JV/WOS (c) Name of the country (d) e-mail (e) Accounting year followed by JV/WOS (III) Activity code of JV/WOS (IV) Whether JV/WOS is SPV (Y/N)? # If Y, Please furnish the details in Section D Proposed Capital Structure [a] Indian Party (ies) % stake [b] Foreign partner(s) % stake (1) (1) 23 (2) (2) (3) (3) 3 Website: www.fema.rbi.org.in Email: [email protected] â— à¤à¤¾à¤°à¤¤à¥€à¤¯ ESERVE रिजरà¥à¤µ BANK OF Section C: Details of Investm....
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....estigative/enforcement agency or regulatory body. If yes, the brief details thereof, including present stage of investigation/ adjudication / manner of disposal of the case. (b) Whether the promoter Indian party (ies) is (are) presently on Exporters' Caution List of Reserve Bank for non-realization of export proceeds or on the list of defaulters to the Banking System circulated by Reserve Bank. If so, status of the Indian party (ies): (c) Any other information relevant to this proposal, including any special benefits / incentives available in the host country for setting up / acquiring the proposed concern. (d) Wherever applicable, the Annual Performance Report, as required in terms of Regulation 15(iii) of the Notification No. FEMA 120 / RB - 2004 dated July 07, 2004, as amended from time to time, in respect of all the existing JV / WOS of the Indian party has been submitted. I/We hereby certify that the information furnished above are true and correct. Place: Date : Name:- Designation- List of enclosures: 1. 2. 3. 4. 5. 6. 45 (Signature of authorised official) Stamp/Seal 6 Website: www.fema.rbi.org.in Email: [email protected] â— à¤à¤¾à¤....
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....¤°à¥à¤µ BANK OF PART II REPORTING OF REMITTANCES For office use only Date of Receipt Inward No. In case investment is in the existing JV/WOS, please indicate Unique Identification No. already allotted : No. (I) Name of Indian Company: (II) Is there any change in Company name since last reporting? (Y/N) If yes, specify Old Company Name DETAILS OF CURRENT REMITTANCES EFFECTED (Amount in 000's of FCY) Code of Reporting AD foreign currency**: (a) From EEFC A/c. Equity Loan Guarantee (Invoked) Date of Remittance (b) By Market Purchases Equity Loan Guarantee (Invoked) Date of Remittance (c) From the ADR/GDR funds Equity Loan Guarantee (Invoked) Date of Remittance (d) By Swap of Shares Equity Loan Guarantee (Invoked) Date of Swap XXXX 8 Website: www.fema.rbi.org.in Email: [email protected] â— à¤à¤¾à¤°à¤¤à¥€à¤¯ रिजरà¥à¤µ SERVE BANK OF Equity (e) From ECB/ FCCB balances parked in India/outside India Loan (g) Capitalization of Exports/Other dues@ Date of capitalization: (h) Guarantee issued: Date (Fresh Existing Guarantee Period Extended) Guarantee (Invoked) Amount: Amount: ....
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.... Place: Date: Name:- Designation--- (Signature of authorized official) Stamp/Seal (Signature of the Statutory Auditors of the Indian party) Name of the firm, Stamp and Registration number Signature of the Authorised Official of the designated AD: Name: Designation: 11 Website: www.fema.rbi.org.in Email: [email protected] â— à¤à¤¾à¤°à¤¤à¥€à¤¯ रिजरà¥à¤µ SERVE BANK OF PART IV Report on Closure / Disinvestment / Voluntary Liquidation / Winding Up of JV/WOS (To be submitted by the designated AD Category - I bank) (All Amounts in FCY, in thousands) Name and Address of the AD Category - I bank: AD Code: Unique Identification Number allotted by the Reserve Bank Whether APRS submitted regularly? (Y/N) Date of submission and period to which last APR relates: Details of Investment Equity Loan Guarantees Issued Details of Remittances Equity Loan Changes in the capital Structure since the last APR Equity Loan Amount Repatriated on disinvestments Equity Loan Guarantees Invoked Guarantees Issued It is certified that (Strike out whichever is not applicable) 1. (a) the sale is effected through a stock excha....
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.... (1) Part I (barring Section C) of the form is required to be filled up by the Indian party seeking to invest in JV / WOS overseas either under Automatic Route or Approval Route and submitted to the designated AD Category - I bank. Part I (Sections C and D) is required to be submitted, whenever the initial capital or financing structure of the JV / WOS reported to the Reserve Bank at the time of the initial remittance / approval undergoes changes by way of expansion, merger, infusion of additional capital, etc. (2) Under Automatic Route, in case of new proposals, immediately after effecting remittance, the designated AD Category - I bank should forward Part I of the form along with Part II to The Chief General Manager, Reserve Bank of India, Foreign Exchange Department, Central Office, Overseas Investment Division, (OID), Amar Bldg., Mumbai 400 001 for obtaining the Unique Identification Number.. (3) Under Approval Route, Part I of the form, after scrutiny, should be submitted by the AD Category-I bank, along with their recommendations, to the Reserve Bank at the above address. If approved, Part I of the form will be returned to the AD Category - I bank and should be ....