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of <h1>SEBI Amends Stock Broker Regulations: New Definitions, Registration Process, and Compliance Rules Effective March 14, 2000.</h1> The Securities and Exchange Board of India (SEBI) has issued amendments to the Stock Brokers and Sub-Brokers Regulations, 1992, effective from March 14, 2000. The amendments introduce definitions for 'clearing corporation,' 'clearing member,' and 'trading member,' and establish a new Chapter IIIA for the registration of trading and clearing members. Applicants must submit Form AA for registration, meet eligibility criteria, and provide necessary infrastructure and net worth. The amendments specify fees, compliance with a code of conduct, and penalties for non-compliance. Trading and clearing members must adhere to regulations and pay annual fees based on turnover.
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