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of <h1>SEBI Sets New Guidelines for Proxy Advisors: Adherence to Code of Conduct, Conflict Management, Effective September 1, 2020.</h1> The Securities and Exchange Board of India (SEBI) issued procedural guidelines for proxy advisors, effective September 1, 2020. Proxy advisors must adhere to the Code of Conduct under SEBI regulations and comply with additional guidelines, including formulating and annually reviewing voting recommendation policies, disclosing methodologies, and alerting clients to errors or revisions. They must communicate with clients and companies, share reports simultaneously, and manage conflicts of interest. Proxy advisors are required to disclose legal requirements versus any higher standards recommended, and establish procedures to handle potential conflicts from other business activities. This circular aims to protect investors and regulate the securities market.
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