Client coding for mutual fund transactions requires use of SEBI registration numbers as primary client codes provided to brokers and custodians. Mutual funds must adopt standardized client codes for securities transactions by using their SEBI registration number as the primary client code element, followed by an internal identifier for scheme or plan; these codes must be communicated to stockbrokers and custodians and a list provided to the regulator.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Client coding for mutual fund transactions requires use of SEBI registration numbers as primary client codes provided to brokers and custodians.
Mutual funds must adopt standardized client codes for securities transactions by using their SEBI registration number as the primary client code element, followed by an internal identifier for scheme or plan; these codes must be communicated to stockbrokers and custodians and a list provided to the regulator.
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