Amendment approval requirements: exchanges must supply objectives and board proceedings to obtain regulatory consent. Applicants seeking approval for amendments to exchange and depository bye-laws and rules must provide the objective/purpose of the amendment, state any directive or guideline basis, identify consequential amendments to other provisions, and supply the governing board or council proceedings approving the change; documents other than bye-laws must be justified as part of a rule. Requests to waive pre-publication require a justification of urgency showing how public interest or trade interest is served to enable prompt regulatory disposal.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Amendment approval requirements: exchanges must supply objectives and board proceedings to obtain regulatory consent.
Applicants seeking approval for amendments to exchange and depository bye-laws and rules must provide the objective/purpose of the amendment, state any directive or guideline basis, identify consequential amendments to other provisions, and supply the governing board or council proceedings approving the change; documents other than bye-laws must be justified as part of a rule. Requests to waive pre-publication require a justification of urgency showing how public interest or trade interest is served to enable prompt regulatory disposal.
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