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of <h1>SEBI Circular: Renewal Procedures for Capital Market Intermediaries; Apply 3 Months Before Expiry to Avoid Penalties.</h1> The circular from SEBI outlines the procedures for the renewal of registration certificates for capital market intermediaries. Intermediaries must apply for renewal three months before the certificate's expiry. If not renewed in time, they must cease operations and transfer client accounts to another registered intermediary. Late applications result in a halt on new business, and failure to comply can lead to penalties under the SEBI Act, 1992. If renewal is denied, operations must stop, and client accounts transferred. Voluntary surrender of registration requires prior client account transfer. Clients should not incur additional costs during transfers.
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