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Introducing the “In Favour Of” filter in Case Laws.
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of <h1>SEBI Revises Code of Conduct for Mutual Fund Intermediaries, Emphasizing Transparency, Client Protection, and AMFI Certification Compliance.</h1> The circular issued by SEBI outlines a revised code of conduct for intermediaries of mutual funds, including agents and distributors. It mandates adherence to SEBI regulations and emphasizes transparency, requiring intermediaries to disclose all commissions received for recommending mutual fund schemes. The code stresses the protection of clients' interests, accurate representation of scheme risks, and the prohibition of misleading practices. Intermediaries must maintain necessary infrastructure, ensure timely investor communications, and avoid commission-driven malpractices. Confidentiality of investor transactions is crucial, and all sales and marketing employees must obtain AMFI certification. Non-compliance will be reported to AMFI and SEBI.
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