TaxTMI Login
Just a moment...
Press 'Enter' to add multiple search terms. Rules for Better Search
of 
of 
No Folders have been created
Are you sure you want to delete "My most important" ?
NOTE:
of of 
All Circulars
of of All Circulars
Note
Bookmark
Share
Don't have an account? Register Here
of <h1>SEBI Circular: New Rules for Client-Stock Broker Transactions to Boost Transparency, Compliance Deadline March 31, 2010.</h1> The circular issued by SEBI outlines regulations for transactions between clients and stock brokers to enhance transparency and discipline. Stock brokers must comply with these regulations by March 31, 2010, including registering clients through agreements and providing a document folder with mandatory and non-mandatory parts. Mandatory documents include the Member Client Agreement, KYC Form, and Risk Disclosure Document. Brokers must maintain client financial records, manage running accounts, and issue electronic contract notes upon client authorization. Changes to agreements require client consent, and brokers must provide clients with executed document copies and account statements annually.
TaxTMI 
TaxTMI 
