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of <h1>SEBI Issues Guidelines for Depository Participants: Focus on Risk Assessment, IT Security, and Compliance Inspections.</h1> The circular issued by SEBI outlines guidelines for the inspection of Depository Participants (DPs) by depositories. It mandates a comprehensive review of the depository system, focusing on areas such as account opening, compliance with SEBI guidelines, risk categorization, and IT security. Depositories are required to use an adaptive sample size determination methodology and a DP rating model for risk assessment. DPs are categorized into risk levels, influencing inspection frequency. Joint inspections are encouraged to enhance control and efficiency. Depositories must implement technological tools for off-site inspections and amend relevant regulations to comply with these guidelines.
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