Central KYC Records Registry obligation: intermediaries must upload existing clients' KYC, exchanges must monitor compliance. Registered intermediaries must upload existing individual clients' KYC to the Central KYC Records Registry using the CKYCR template and follow prescribed phased timelines; exchanges and depositories must notify participants, amend rules as needed, monitor compliance through half yearly audits and inspections, and report implementation status, with boards of asset managers, trustees and directors responsible for internal compliance.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Central KYC Records Registry obligation: intermediaries must upload existing clients' KYC, exchanges must monitor compliance.
Registered intermediaries must upload existing individual clients' KYC to the Central KYC Records Registry using the CKYCR template and follow prescribed phased timelines; exchanges and depositories must notify participants, amend rules as needed, monitor compliance through half yearly audits and inspections, and report implementation status, with boards of asset managers, trustees and directors responsible for internal compliance.
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