Enhanced supervision timelines revised; enforcement deferred and phased implementation announced for broker and depository participant measures. The Circular postpones implementation of enhanced supervision measures for stock brokers and depository participants, setting April 1, 2017 as the overall effective date and providing a revised schedule in the Annexure that assigns staggered commencement dates and periodicities to specific provisions of the earlier circular, thereby creating phased compliance obligations for market intermediaries.
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Enhanced supervision timelines revised; enforcement deferred and phased implementation announced for broker and depository participant measures.
The Circular postpones implementation of enhanced supervision measures for stock brokers and depository participants, setting April 1, 2017 as the overall effective date and providing a revised schedule in the Annexure that assigns staggered commencement dates and periodicities to specific provisions of the earlier circular, thereby creating phased compliance obligations for market intermediaries.
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