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of <h1>SEBI Mandates Stock Brokers to Record Client Orders to Prevent Unauthorized Trading; Effective January 1, 2018.</h1> The Securities and Exchange Board of India (SEBI) issued a circular to prevent unauthorized trading by stock brokers, noting persistent investor complaints despite existing measures. The circular mandates that brokers in all markets must keep evidence of client orders through various means such as written records, telephone recordings, emails, internet logs, SMS records, or any legally verifiable record. In disputes, brokers must provide these records as proof. Telephone instructions must be recorded. The circular, effective January 1, 2018, requires stock exchanges to update their rules and report implementation status to SEBI. This action is under SEBI's authority to protect investors and regulate the securities market.
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