Just a moment...
Press 'Enter' to add multiple search terms. Rules for Better Search
No Folders have been created
Are you sure you want to delete "My most important" ?
NOTE:
Don't have an account? Register Here
<h1>SEBI Mandates Enhanced Monitoring for QRTAs Managing Over 2 Crore Folios to Strengthen Risk Management and Investor Protection.</h1> The Securities and Exchange Board of India (SEBI) has issued a circular mandating enhanced monitoring for Qualified Registrars to an Issue and Share Transfer Agents (QRTAs) managing over 2 crore folios. The circular introduces comprehensive policy frameworks focusing on risk management, business continuity, data protection, and operational integrity. QRTAs must ensure robust infrastructure, maintain investor service standards, and conduct annual satisfaction surveys. They are required to have insurance against risks and report compliance quarterly. The Board of Directors must oversee these implementations, ensuring adherence to SEBI's guidelines to protect investor interests and uphold market integrity.