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        SEBI

        Regulation 5F - Code of Conduct

        Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015
        Chapter IIA
        RESTRICTIONS ON COMMUNICATION IN RELATION TO AND TRADING BY INSIDERS IN THE UNITS OF MUTUAL FUNDS.

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        Insider trading code of conduct requires AMCs and fiduciaries to adopt minimum standards and appoint compliance officers. A Code of Conduct must be formulated by asset management companies and other persons who handle unpublished price sensitive information to regulate, monitor and report trading by Designated Persons and immediate relatives; AMCs must have board-approved codes adopting Schedule B1 minimum standards, other persons adopt Schedule C standards, professional firms are treated as fiduciaries, and each entity must designate a Compliance Officer to administer the code.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Insider trading code of conduct requires AMCs and fiduciaries to adopt minimum standards and appoint compliance officers.

                            A Code of Conduct must be formulated by asset management companies and other persons who handle unpublished price sensitive information to regulate, monitor and report trading by Designated Persons and immediate relatives; AMCs must have board-approved codes adopting Schedule B1 minimum standards, other persons adopt Schedule C standards, professional firms are treated as fiduciaries, and each entity must designate a Compliance Officer to administer the code.


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