To maintain proper books of account, records, etc.

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....r in electronic form, the following books of account, records and documents, namely- (a) Register of transactions (Sauda Book); (b) Clients ledger; (c) General ledger; (d) Journals; (e) Cash book; (f) Bank pass book or Bank book or Bank statement; (g) Register of Securities, and the statement of account and other records relating to re....

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....nish to a recognised stock exchange, of which it is a member, a copy of the audited balance sheet and profit and loss account within six months or a period as may be specified after the close of each accounting period. (5) Every stock broker acting as an underwriter shall also maintain the following additional documents and records - (a) details of all agreements; (b) total am....