Investment Bankers

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....re there is more than one lead investment banker to the issue, the responsibilities of each of such lead investment banker shall be clearly demarcated. (3) An investment banker shall not undertake any activity, except for marketing of the issue or offer, if the investment banker is a promoter or an associate of the issuer of securities or of any person making an offer to sell or purchase securiti....