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Application for registration

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Full Text of the Document

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....d application fees, in the manner as specified by the Authority: Provided that the applicant seeking registration to act as a broker dealer, clearing member, depository participant shall make the application along with such additional information through the recognised stock exchange, recognised clearing corporation, recognised depository, as the case may be. (2) The recognised stock exchan....

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Full Text of the Document

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.... to approval by the concerned recognised clearing corporation, and without any requirement of a separate certificate of registration, - (a) a broker dealer may be permitted to act as a clearing member in a recognised clearing corporation; and (b) a clearing member may be permitted to operate in more than one recognised clearing corporation. (6) An entity filing an application for seeking regi....