TaxTMI 
TaxTMI 
Publishing Investor Charter for KYC (Know Your Client) Registration Agencies (KRAs) on their Websites
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....d Don'ts for Investors and Grievance Redressal Mechanism. 2. In this regard, all the registered KRAs shall take necessary steps to bring the Investor Charter, as provided at 'Annexure - A' to the notice of existing and new investors by way of: a) disseminating the Investor Charter on their websites / through e-mail; b) displaying the Investor charter at prominent places in offices etc. 3. These disclosure requirements are in addition to those already mandated by SEBI. 4. This circular is issued in exercise of powers conferred under Section 11(1) of Chapter IV of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities mar....
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.... identity. * KYC Status Tracking: KRA provides ease of access to investors/ SEBI Registered Intermediaries to track status of KYC registration and modification, online. * Solicited/ Unsolicited Feeds: KRA empowers investor to update their KYC information with any of the SEBI Registered Intermediary for utilisation of their KYC details across the securities market at the behest of the investor. For this purpose, KRAs promptly disseminates updated KYC information of an investor to the relevant linked SEBI Registered Intermediary for further processing. * Alert Mechanism KRA sends alerts (SMS/Email/physical) at concurrent interval to the investors at the time of processing registration, modification of ....
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....s or issues arising from KYC process in securities market. * Avail guidance from KRA on KYC related processes for securities market. * Access to privacy policy, use of information policy, website policy of KRA for awareness of the investors. * View their KYC status online and carry out necessary updates through SEBI Registered Intermediary. * Avail facility of delinking the KYC record through an intermediary on reporting closure of account based relationship by such intermediary. DOs AND DON'Ts FOR INVESTORS: Investors are encouraged to take the following actions to ensure seamless KYC compliance: DO's for Investors: * Submit valid, accurate, and complete documentation during KYC registration or ....