Master Circular for Issue of Capital and Disclosure Requirements
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....has been prepared. 2. With the issuance of this Master Circular, the directions/instructions contained in the circulars listed out in the Appendix to this Master Circular shall stand rescinded. 3. Notwithstanding such rescission, - (a) anything done or any action taken or purported to have been done or taken under the rescinded circulars, prior to such rescission, shall be deemed to have been done or taken under the corresponding provisions of this Master Circular; (b) any application made to the Board under the rescinded circulars, prior to such rescission, and pending before it shall be deemed to have been made under the corresponding provisions of these regulations; 4. This Master Circular is issued in exercise of the powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992. 5. This Master Circular is available on the website of SEBI at www.sebi.gov.in. Yours faithfully, Yogita Jadhav General Manager Division of Policy and Development Corporation Finance Department Phone + 91-022-26449583 Email: [email protected] ============= Document 1 S3 à¤à¤¾à¤°à¤¤à¥€à¤....
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.... Growth Platform Innovators Growth Platform Investors Investor Protection and Education Fund Issue Summary Document International Securities Identification Number LODR Regulations Listing Obligations and Disclosure Requirements 2015 KPIs MBs NCD NCS NII OFS PAN RES RHP RII RTA SCSB T-Day Regulations, 2015 Key Performance Indicators Merchant Bankers Non-Convertible Debentures Non-Convertible Securities Non-institutional Investors Offer For Sale Permanent Account Number Right Entitlements Red Herring Prospectus Retail Individual Investor Registrar and Transfer Agents Self-Certified Syndicate Banks Trading Day Page 4 of 62 523 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Chapter 1: Non-compliance with certain provision of SEBI ICDR Regulations 20181 1. Regulation 297 and 298 of ICDR Regulations 2018, inter-alia, specify liability of a listed entity or any other person for contravention and action....
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....ties shall make an application for trading approval to the stock exchange/s within 7 working days from the date of grant of listing approval by the stock exchange/s. Regulation Fine / Schedule Same above. as Credit of Fine: 3. The amount of fine realized as per the above structure shall continue to be credited to the "Investor Protection Fund" of the concerned stock exchange. 4. The recognized stock exchange shall disseminate on their website the names of noncompliant listed entities that are liable to pay fine for non-compliance, the amount of fine imposed, details of fines received, etc. 5. The recognized stock exchange shall issue notices to the non-compliant listed entities to ensure compliance and collect fine as per this circular within 15 days from the date of such notice. 6. If any non-compliant listed entity fails to pay the fine, the recognized stock exchange may initiate appropriate enforcement action, including prosecution in furtherance of Regulation 298 of ICDR Regulations 2018. Bonus Issue Delays: 7. With respect to bonus issue delays, it is clarified that: 7.1 The approvals for the listing and trad....
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....s in their demat account takes place at least 1 day before the issue closing date. Trading of dematerialized REs on stock exchange platform - 1.4.1. REs shall be traded on secondary market platform of stock exchanges, with T+1 rolling settlement, similar to the equity shares. Trading in REs on the secondary market platform of stock exchanges shall commence along with the opening of the issue and shall be closed at least three working days prior to the closure of the rights issue. 1.4.2. Investors holding REs in dematerialized mode shall be able to renounce their entitlements by trading on stock exchange 2 SEBI/HO/CFD/DIL2/CIR/P/2020/13 January 22, 2020 and SEBI/HO/CFD/SSEP/CIR/P/2022/66 May 19, 2022 Page 7 of 62 SZ31 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India platform or off-market transfer. Such trades will be settled by transferring dematerialized REs through depository mechanism, in the same manner as done for all other types of securities. 1.4.3. Payme....
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....ospectus are adequate, accurate and does not contain any misleading or misstatement. 3 SEBI/HO/CFD/SSEP/CIR/P/2022/14 February 04, 2022 Page 9 of 62 523 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ SZ31 Securities and Exchange Board of India 1.3.4. Furthermore, the Issuer Company/MBs shall ensure that the qualitative statements in the abridged prospectus shall be substantiated with Key Performance Indicators (KPIs) and other quantitative factors. Also, no qualitative statement shall be made which cannot be substantiated with KPIs. 1.3.5. Further, the issuer company/ MBs shall insert a Quick Response (QR) code on the front page of the documents such as front outside cover page, abridged prospectus, price band advertisement, etc. as deemed fit by them. The scan of QR code shall lead to downloading of prospectus, abridged prospectus and price band advertisement as applicable. Page 10 of 62 523 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और....
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....thin time. 1.3 Any other failures on part of an SCSB which has resulted in the rejection of the application form. 2. In order to have a uniform policy for calculation of minimum compensation payable to investors in scenarios as mentioned above in Para 1 a), b) and c), the following factors have been taken into account: 2.1 the opportunity loss suffered by the investor due to non-allotment of shares; 2.2 the number of times the issue was oversubscribed in the relevant category; 2.3 the probability of allotment; and 2.4 the listing gains if any on the day of listing. 3. The following formula is mandated for calculation of minimum fair compensation: Compensation = (Listing price* - Issue Price) X No. of shares that would have been allotted if bid was successful X Probability of allotment of shares determined on the basis of allotment *Listing price shall be taken as the highest of the opening prices on the day of listing across the recognized stock Exchanges. The formula is explained with the help of an example in the Annexure IV to this circular. 4. In case of issues which are subscribed between 90-100%, i.e. non overs....
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....ic Book Provider Platform (EBP Platform) mechanism on the ‘NCDs portion' the following was decided and made applicable for issues wherein the size of NCDs portion is above threshold prescribed under the Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021 ("NCS Regulations 2021") and Circulars issued there under: 1.1. 1.2. 1.3. EBP platform mechanism shall be mandatory for 'NCDs portion' of the issue (for both stapled and segregated offer) and issuer shall be required to comply with the NCS Regulations 2021, and Circulars issued there under. 'Warrants portion' of the issue shall be in terms of Chapter VI on Qualified Institutions Placement under the ICDR Regulations 2018. Of the 'total issue size' of the issue, at least 40% size shall consist of 'Warrants portion'. It may be noted that 'total issue size' shall mean combined size of NCDs issue and the aggregate size of the warrants portion, including the conversion price of warrants. 2. The segregated offer of NCDs and stapled offer, both are exempted from the requirements as prescribed under the Regulations 175....
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....°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India At the time of application by a Company for listing on IGP, the merchant bankers shall ensure due diligence with regard to eligibility of IGPIs and that their holding in the Company desirous of listing on IGP is in accordance with the Regulation 283(1) of the ICDR Regulations 2018. 5. Stock Exchanges/Depositories are advised to make necessary amendments to the relevant bye-laws, rules and regulations. Page 16 of 62 523 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Chapter 8: Issue Summary Document (ISD) and dissemination of issue advertisements 1. In order to facilitate consumption of data by stakeholders such as researchers, policy makers, market analysts, and market participants, in respect of public issues, further issues, buyback, offers under SEBI (Substantial Acquisition of Shares and Takeovers) Regula....
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....SD for voluntary delisting of equity shares where exit opportunity is required. 5. The prescribed formats also provide timeline for submission of the details and also casts responsibility on the entity responsible for the submission (hereinafter referred to as "Submitting Entity"). 6. Stock Exchanges shall develop a utility in order to facilitate the filing of the ISD by Submitting Entity. The Submitting Entity may file the details, as applicable in the format mentioned at para 4 above, to any stock exchange where the securities of the entity, in relation to which the ISD is being filed, are listed / proposed to be listed. 7. The Stock Exchange which receives the ISD shall further transmit, as soon as possible, the information to other Stock Exchanges and Depositories for dissemination. 8. Dissemination on the websites of Stock Exchanges and Depositories: 8.1 ISD should be disseminated through websites of the Recognised Stock Exchanges (where the entity is listed / is proposed to be listed) and the Depositories. 8.2 All entities involved in the process are advised to take necessary steps to ensure compliance in this regard. 9....
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....alized form a) The depositories shall put necessary procedures in place for issue and credit of REs in demat mode. b) The issuer making a rights issue of specified securities shall ensure that it has made necessary arrangements with depositories to issue and credit the REs in demat mode in the demat accounts of shareholders holding shares as on the record date. c) A separate ISIN shall be obtained by the issuer for credit of REs. d) Issuer shall specify the ISIN for REs while announcing the record date. e) Based on the rights entitlement ratio, the issuer shall credit REs in dematerialized mode through corporate action to shareholders holding shares as on record date. The ISIN of RES shall be kept frozen (for debit) in the depository system till the date of opening of the issue. f) Physical shareholders shall be required to provide their demat account details to Issuer / Registrar to the Issue for credit of REs not later than two working days prior to issue closing date, such that credit of REs in Page 20 of 62 523 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और वà¤....
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....ard of India b) REs credited to demat account can be renounced either by sale of RES using stock exchanges platform or off-market transfer and such trades will be settled by transferring dematerialized REs through depository mechanism in the same manner as done for all other types of securities. c) For sale of REs through stock exchange, investors can place order for sale of RES only to the extent of REs available in the demat account of the investor. Trading in REs on the secondary market platform of Stock exchanges will happen electronically on T+1 rolling settlement basis where T being the date of trading. The transactions will be settled on trade-for-trade basis. d) Issuer shall inform the dates of issue opening and closing to the stock exchanges and the depositories at the time of filing the letter of offer with the stock exchanges. e) Trading in REs shall commence on the date of opening of the issue and shall be closed at least three working days prior to the closure of rights issue. D. Submission of Application form in Rights Issue a) All investors (including renouncee) shall submit application forms using ASBA facilit....
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....n QIB NII RII These equity shares are proposed to be listed on (to be specified) (designated stock exchange) and (to be specified). OFS: Offer for Sale Details of OFS by Promoter(s)/ Promoter Group/ Other Selling Shareholders (upto a maximum of 10 selling shareholders) Name No of Shares Туре offered/ Amount in Rs WACA in Rs per Equity Name Туре No of Shares offered/ Amount WACA in Rs per in Rs Equity P: Promoter; PG: Promoter Group; OSS: Other Selling shareholder; WACA: Weighted Average Cost of Acquisition shall be calculated on fully diluted basis Price Band* Minimum Bid Lot Size Bid/Offer Open On Bid/Closes Open On Finalisation of Basis of Allotment Initiation of Refunds Price Band, Minimum Bid Lot & Indicative Timelines Rs Xx To Rs Xx Per Equity Share of Face Value of Rs X XX Equity Shares Credit of Equity Shares to Demat accounts of Allottees Commencement of trading of Equity Shares *For details of price band and basis of offer price, please refer to price band advertisement and page xx of RHP. Page 24 of 62 à¤à¤¾à¤....
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....tors is invited to the section titled “Risk Factors" at page XXX of the RHP and on page XX of this Abridged Prospectus. PROCEDURE You may obtain a physical copy of the Bid-cum-Application Form and the RHP from the stock exchange, syndicate members, registrar to the issue, share transfer agents, depository participants, stock brokers, underwriters, bankers to the issue, investors' associations or Self Certified Syndicate Banks. If you wish to know about processes and procedures applicable to this issue, you may request for a copy of the RHP and/or the General Information Document (GID) from the BRLM's or download it from the websites of the Stock Exchanges i.e. www.nseindia.com; www.bseindia.com; and the BRLMs (websites to be specified). Issue Name Name of Merchan t Banker PRICE INFORMATION OF BRLM's* +/-% change in closing price, (+/- % change in closing benchmark) 30th calendar days from listing +1% (+5%) +/-% change in closing price, (+/- % change in closing benchmark) 90th calendar days from listing -2% (-5%) +/-% change in closing price, (+/- % change in closing benchmark) 180t....
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....h Key Performance Indicators (KPIs) and other quantitative factors. (2) No qualitative statements shall be made which cannot be substantiated with KPIs. (3) Information provided in the table should not exceed 1000 words. Page 27 of 62 S3 à¤à¤¾à¤°à¤¤à¥€à¤¯ à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Sr. Name No. 52 1 2 3 4 5 BOARD OF DIRECTORS Designation (Independent / Experience Other Directorships Whole time / Nominee) Executive / & Page 28 of 62 Educational Qualification Indian Companies: Foreign Companies: à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति S-3 ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Details of means of finance OBJECTS OF THE ISSUE The find requirements for each of the objects of the Issue are stated as follows: (Rs. in crores) S....
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....ings Disciplinary Material Proceedings Proceedings or Regulatory actions by Civil Litigations involve Aggregate amount the SEBI d (Rs in Page 30 of 62 or Stock Exchanges against crores) S=31 By the Company Against the Company Directors By our Directors Against the Directors Promoters By Promoters Against Promoters Subsidiaries By Subsidiaries Against Subsidiaries à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India B. Brief details of top 5 material outstanding litigations against the company and amount involved Sr. No. Particulars Litigation filed by Current status Amount involved C. Regulatory Action, if any - disciplinary action taken by SEBI or stock exchanges against the Promoters in last 5 financial years including outstanding action, if any (200 - 300-word limit in total) D. Brief details of outstanding criminal proceedings against Promoters (200 - 300-word limit in total) ANY OTHER IMPORTANT INFORMATIO....
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....ing up to [] Million [] Equity Shares aggregating up to [] Million [] Equity Shares aggregating up to []Million [-] Equity Shares aggregating up to [] Million Equity Shares aggregating up to [] Million WACA in Per Equity Share Name Туре Shares offered/ Amount (upto) [] Equity Shares aggregating up to [] Million [] Equity Shares aggregating up to [] Million [Equity Shares aggregating up to [] Million [-] Equity Shares aggregating up to [] Million [] Equity Shares aggregating up to [] Million P: Promoter: PG: Promoter Group: OSS: Other Selling shareholder, WACA: Weighted Average Cost of Acquisition on fully diluted basis WACAin Per Equity Share RISKSIN RELATION TO THE FIRST OFFER-The face value of the Equity Shares is []. The Floor Price, Cap Price and Offer Price determined by our Company and the Investor Selling Shareholders, inconsultation with the Book Running Lead Managers, onthe basis of the assessment of market demand for the Equity Shares by way of the Book Building Process, as stated under "Basis for Offer Price" on page [] should not be considered to be indicative of th....
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....S Contact person Email and Telephone Name of BRLM and logo Tel: E-mail: Contact person Email and Telephone BRLM 5 BRLM 2 Tel: E-mail: Tel: BRLM 6 BRLM 7 Tel: E-mail: Tel: E-mail: Tel: BRLM 3 BRLM 4 Name of Registrar E-mail: E-mail: Tel: E-mail: REGISTRAR TO THE OFFER Contact person Email and Telephone BID/ OFFER PERIOD ANCHOR PORTION OFFER OPENS/CLOSES ON [•] BID/ OFFER OPENS ON 回 BID/OFFER CLOSESON Page 32 of 62 [-] C S3 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Annexure IV Reference chart for calculation of minimum compensation in case of non-allotment of specified securities to applicants (Retail Individual Investors) in an IPO Example - Security A Issue Price: 300 Listing Price: 325 Minimum Bid lot: 20 shares Total No. of Applications received from RII No. of Equity Shares applied in all valid applications Shares Reserved No. of times ....
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....k Exchanges/Depositories or Brokers/Depository Participants: I. In case of Individual / HUF i) Copy of PAN Card. ii) Copy of Aadhaar Card or Copy of Valid Passport. iii) Income tax return of last 3 financial years iv) Certificate from practicing chartered accountant stating total gross income (annually) and liquid net worth as on date of application. Working of Liquid Net worth shall be given as an Annexure to the certificate. The same shall be calculated as follows: Capital + Free Reserve Less: non allowable assets (a) Fixed assets Non-allowable securities (unlisted securities) (b) Pledged Securities (c) (d) Doubtful debts and advances* (e) Prepaid expenses, losses (f) Intangible assets (g) * Explanation Includes debts/advances overdue for more than 30% value of marketable securities - three months or given to associates and to related parties. v) Where the individual has been debarred or disciplinary action has been taken against investor by SEBI, RBI or any other regulatory body, then the debarment period or disciplinary action should be over. In case of a Non Resident Ind....
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....dy corporate or its promoters/partners or directors are not wilful defaulter as defined under Regulation 2(1)(III) of ICDR Regulations, 2018. Page 35 of 62 5-3 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India b) the promoters/partners or directors of the body corporate are not a fugitive economic offender as defined under Regulation 2(1)(p) of ICDR Regulations, 2018. d) e) f) h) the body corporate or its promoters/partners or whole-time directors should not be in violation of the provisions of Regulation 34 of the SEBI Delisting Regulations, 2021. the body corporate or its promoters/partners, its directors should not be in violation of the restrictions imposed by SEBI under SEBI circular no. SEBI/HO/ MRD/DSA/CIR/P/2017/92 dated August 01,2017. the body corporate is in compliance with RBI Regulations, if applicable. that the investment made in the Companies are within the limit prescribed by the RBI and if investments exceed the prescribed limit, t....
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....f the Market Maker 23 Listing Sought at Field Description Amount Face Value Per Share Select Name of LM / BRLM Name of RTA Name Options: Only BSE / Only NSE / Only MSEI / BSE & NSE/BSE & MSEI/NSE & MSEI / BSE, NSE & MSEI Listing Stage Issuer along with the Lead Managers 24 ISIN ISIN 25 25 Corporate Identity Number (CIN) of the Listed CIN Entity 26 Permanent Account Number (PAN) PAN 27 Designate Stock Exchange Name of the Exchange 22352323638 Issue Open Date Date 29 Issue Close Date Date 30 Price Band In Rs. 31 Discount (Rs.) Composition of Issue Fresh Issue shares In Rs. Fresh/OFS / Fresh & OFS No. of shares 34 Offer for sale No. of shares Total Issue of shares No. of shares Allocation to Anchor No. of shares 37 Allocation to QIB No. of shares Allocation to RII No. of shares Page 38 of 62 Issuer along with Lead Managers Data from 24 to 50 shall be submitted by Lead Manager before grant of Listing approval by the Exchange(s) Sr. Particular No. Field Description SZ3....
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....Exchange(s) Page 40 of 62 Sr. Particular No. 15 Relevant Date 16 Minimum Issue Price 17 Terms of Payment S31 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Field Description Option date/future relevant date i.e. at the time of conversion In Rs. % of payment on application (100/25/other specify) List Listing Stage Name of the listed entity 18 Name of Allottees 19 Name of the listed entity 20 ISIN ISIN 21 Corporate Identity Number (CIN) of the CIN Listed Entity 22 Permanent Account Number (PAN) 23 BSE Scrip code PAN 24 NSE Symbol 25 MSEI Symbol 26 Date of Allotment of shares 27 Offer Price per security 28 Total number of shares allotted 29 Amount Raised 30 Lock-in of Shares 31 Number of equity shares Listed 32 Date of Listing 33 Date of Trading Approval Date In Rs. No. of shares Rs. in Lakhs option No. of equity shares locked-in for 6/12 / 18 / 36 Months No. of shares Date ....
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....tment of shares 27 Discount per shares availed 28 Issue Price (per share) 29 No. of Shares Allotted 30 Final Issue Size (Rs. in crores) 31 Category of Allotees 32 No. of Allottees 33 Date of Listing 34 Date of Trading Approval in Rs. No. of shares in Rs. Character Number Date Date Source for information Issuer along with Lead Manager Exchange Timeline for submission of trading approval by the Exchange(s) Page 43 of 62 S=31 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Table IV: ISD for rights issue of specified securities Sr. Particular No. Field Description Source for information In Principle approval stage 1 Name of the Company Name 2 ISIN ISIN 3 Corporate Identity Number (CIN) of CIN the Listed Entity 4 Permanent Account Number (PAN) PAN 5 BSE Scrip code 6 NSE Symbol 7 MSEI Symbol Board resolution approving the Date 8 issue of speci....
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....ing approval by the Exchange(s) Exchange S=31 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Table V: ISD for issue of American Depository Receipts (ADRs) / Global Depository Receipts (GDRs) Sr. No. Particular Field Description In Principle approval stage 1 Name of the listed entity Name 2 ISIN ISIN 3 Corporate Identity Number (CIN) of the Listed Entity CIN 4 Permanent Account Number (PAN) PAN 5 BSE Scrip code 6 NSE Symbol 7 MSEI Symbol Board resolution approving the issue of specified 8 securities Date 9 Copy of notice sent to shareholders 10 Object of the Issue 11 Security Type (amount to be raised Rs. In Lakhs) 12 ADR/GDR listing Exchange Notice Copy As per Notice/offer document Option -ADR/GDR - (Amount) Name of the Exchange Listing Stage 13 Name of the listed entity Name 14 ISIN ISIN 15 Corporate Identity Number (CIN) of the Listed Entity CIN ....
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.... submitted by the issuer before grant of in principle approval by the Exchange(s) Listing Stage Name ISIN CIN PAN 14 Name of the listed entity 15 ISIN 16 Corporate Identity Number (CIN) of the Listed Entity 17 Permanent Account Number (PAN) 18 BSE Scrip code Page 48 of 62 Issuer Data from 14 to 28 shall be submitted by the SZ31 Sr. Particular No. 19 NSE Symbol 20 MSEI Symbol 21 Relevant Date 22 Offer price per share 23 Name of Allottees 24 Conversion Price of Currency 25 Date of Allotment of shares 26 Number of shares allotted 28 27 Amount Raised Number of shares Listed 29 Date of Listing 30 Date of Trading Approval à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Field Description Date In Rs. Source for information Timeline for submission issuer before grant of trading approval by List the Exchang....
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....tance/non-Acceptance to the Stock Exchanges by the Registrar to the Buyback 29 29 Field Description No. of Shares & Percentage No. of Shares & Percentage Name of the Exchange(s) where company is listed Name of the Exchange Name and Code of the Broker Investment Banker Date Date 30 Last date for settlement of bids on the Stock Date Exchanges 31 Last date for return of unaccepted Equity Shares by Stock Exchanges to Eligible Shareholders/Stock Brokers Date 32 Last date for payment of consideration to Eligible Shareholders Date who participated in the Buyback 33 Last date for extinguishment of Buyback Equity Shares Date 34 Postal Ballot Notice PDF Document 35 Letter of Offer PDF Document 36 Public Announcement 37 Registrar to Offer 38 Registrar to Offer PDF Document Name of the Registrar Contact Details Page 51 of 62 Sr. Particular No. 39 Name of Company Secretary SZ31 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोà¤....
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.... 20 Post Buy Back Public Announcement Date Page 53 of 62 Source for information Remarks Listed Entity Listed Entity ISD data from 1 to 16 shall be submitted by the Listed Entity before along with Issue opening application with the Exchange(s) ISD data from 17 to 22 shall be submitted by the Listed Entity before along with SZ31 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Field Description Sr. Particular No. 21 Post Buy Back Public Announcement PDF Attachment Source for information Remarks Issue closure application with the Listed Entity 22 22 Promoter(s) holding Post Buyback No. of Shares & Percentage Page 54 of 62 Exchange(s) S=31 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Table IX: ISD for open offer under SEBI....
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.... Acquirer / Manager to the Open Offer in offer Page 56 of 62 ISD data from 22 to 32 shall be submitted by the SZ31 Number of fully paid-up shares acquired à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Field Description Source for information Remarks number & % of paid-up capital Number of partly paid-up shares acquired number & % of partly paid-up as % of partly paid-up capital Sr. Particular No. 24 as % of paid-up capital 25 capital 26 Offer price paid for fully per paid up share Rs. 27 Offer price paid for per partly paid up Rs. share 28 Date of payment/settlement date 29 Consideration paid in open offer (in Rs.) Rs. in Million 30 amount Acquirer/Manager to the Open Offer Manager to the Open Offer before / along with submission of Post Offer Announcement to Exchange(s) 31 Detail of interest paid due to delay in payment Post offer shareholding of Acquirer and ....
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....pproval of Board of Directors of Target Company in respect of the proposal of the acquirer Date to delist the equity shares 28 "Reference date" for determination of floor price Date 29 Floor Price Rs. Per Equity Share 30 Indicative Price if any Rs. Per Equity Share 31 Revised Indicative price if any Rs. Per Equity Share 32 Date of revised Indicative price if any Date 33 Date of approval of shareholders through special resolution Date Manager to the Offer 34 Date of In-principle approval granted by the Stock Exchanges Date 35 Detailed public announcement PDF Document 36 'specified date' for determining the names of the Date shareholders to whom the letter of offer shall be sent 37 Designated Stock Exchange Name 38 Letter of Offer PDF document 39 News Paper publication w.r.t Recommendations of the Committee of independent directors PDF document 40 Tendering start date Date 41 42 Last date for upward revision or withdrawal of bids Tendering closing date Date Date Page 59 of 62 5331 à¤à¤¾à¤°à¤¤à¥€à¤....
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...., 2016 SEBI/HO/CFD/DIL1/CIR/P/2018/011 4. January 19, 2018 5. 6. 7. SEBI/HO/CFD/DIL2/CIR/P/2018/22 February 15, 2018 SEBI/HO/CFD/DIL2/CIR/P/2019/67 May 22, 2019 SEBI/HO/CFD/DIL2/CIR/P/2019/94 August 19, 2019 8. CFD/DIL1/CIR/P/2019/0000000154 dated December 11, 2019 SEBI/HO/CFD/DIL2/CIR/P/2020/13 January 22, 2020 9. 10. dated 11. 12. SEBI/HO/CFD/CIR/CFD/DIL/67/2020 April 21, 2020 SEBI/HO/CFD/DIL1/CIR/P/2021/47 March 31, 2021 SEBI/HO/CFD/DIL/CIR/P/2021/614 Aug 13, 2021 Subject/Title Disclosure of Price Information of past issues handled by Merchant Bankers Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares Clarification regarding applicability of Indian Accounting Standards to disclosures in offer documents under SEBI (ICDR) Regulations, 2009 Online Filing System for Offer Documents, Schemes of Arrangement, Takeovers and Buy backs Compensation to Retail Individual Investors (RIIs) in an IPO Framework for the process of accreditation of investors for the purpose of Innovators Growth Platform Non-compliance with certain pro....
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