Research Analyst Examination : Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
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.... under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 No. SEBI/LAD-NRO/GN/2025/231 - In terms of sub-regulation (1) of regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 (hereinafter referred to as "the CAPSM Regulations, 2007"), the B....
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..... 3. Now, in terms of Regulation 3 of the CAPSM Regulations, 2007 read with sub-regulation (3) of Regulation 7 of the RA Regulations, 2014, the Board hereby notifies, that an individual registered as research analyst under the RA Regulations, 2014, a principal officer of a non-individual research analyst, individuals employed as research analysts, persons associated with research services, and in....