Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

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.... Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 No. SEBI/LAD-NRO/GN/2025/223.-In terms of sub-regulation (1) of Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 (hereinafter referred to as "the CAPS Regulations, 2007"), the Board may require, by notificat....

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....dviser (Level 2) Certification Examination, as mentioned in the NISM communiqué No. NISM/Certification/Series-X-A: IA-L1/2013/01 dated May 21, 2013 and NISM communiqué No. NISM/Certification/Series-X-B: IA-L2/2013/01 dated November 26, 2013 respectively. 3. Now, in terms of Regulation 3 of the CAPS Regulations, 2007 read with sub-regulation (2) of Regulation 7 of the IA Regulation....

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....rder to ensure continuity in the compliance with the certification requirements, before expiry of the validity of the existing certification, obtain the certification by passing the NISM-Series-X-C: Investment Adviser Certification (Renewal) Examination as mentioned in the NISM communiqué No. NISM/Certification/NISM-Series-X-C: Investment Adviser Certification (Renewal) Examination/2024/01 ....