Repository of documents relied upon by Merchant Bankers during due diligence process in Public issues

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.... upon by Merchant Bankers during due diligence process in Public issues 1. In terms of Regulation 14 of SEBI (Merchant Bankers) Regulations, 1992, Merchant bankers are required to maintain the records and documents pertaining to due diligence exercised in both pre-issue and post-issue activities of issue management. Further, in terms of Regulation 16 of SEBI (Merchant Bankers) Regulations, 1992, ....

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....erchant bankers shall upload the documents in the Document Repository platform of any of the stock exchanges and intimate the same to the other stock exchange(s) where the securities of the issuer company are proposed to be listed, as applicable. 5. Stock Exchanges have been advised to inform Merchant bankers on the indicative list of documents to be uploaded which has been prepared in consultati....

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....o the respective Merchant bankers only. However, Merchant bankers shall make such documents available for the purpose of supervisory functions of SEBI. 8. Further, Merchant bankers shall ensure that the documents uploaded in the Document Repository platform are relevant, complete and legible. Applicability of this circular 9. The provisions of this circular shall be applicable for the draft off....