Repository of documents relied upon by Merchant Bankers during due diligence process in Public issues

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....ia Madam/ Sir, Sub: Repository of documents relied upon by Merchant Bankers during due diligence process in Public issues 1. In terms of Regulation 14 of SEBI (Merchant Bankers) Regulations, 1992, Merchant bankers are required to maintain the records and documents pertaining to due diligence exercised in both pre-issue and post-issue activities of issue management. Further, in terms of Re....

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....ument Repository platform set up by the Stock Exchanges. 4. Merchant bankers shall upload the documents in the Document Repository platform of any of the stock exchanges and intimate the same to the other stock exchange(s) where the securities of the issuer company are proposed to be listed, as applicable. 5. Stock Exchanges have been advised to inform Merchant bankers on the indicative list....

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....nkers in the Document Repository platform through their individual login credentials which shall be accessible to the respective Merchant bankers only. However, Merchant bankers shall make such documents available for the purpose of supervisory functions of SEBI. 8. Further, Merchant bankers shall ensure that the documents uploaded in the Document Repository platform are relevant, complete and ....