SMS and E-mail alerts to investors by stock exchanges
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....5/2011 dated August 02, 2011 (hereinafter mentioned as 'Circular') and Clause 33 of Master Circular for Stock Brokers dated August 09, 2024 (hereinafter mentioned as 'Master Circular'), issued guidelines regarding SMS and E-mail alerts to investors by stock exchanges. 2. Point iv of Clause 2B of the Circular and Clause 33.2.4 of the Master Circular states the following regarding uploading of mo....
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....ase of individual clients) or such client is the authorised person of an HUF, Corporate, Partnership or Trust (in case of non-individual clients). Family / Authorised person for this purpose shall include: a. In case of individuals, self, spouse, dependent children and dependent parents. b. In case of HUF, Karta or any of the Co-parceners as per prior approval of Karta. ....
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....mmediate effect. 6. Stock Exchanges shall: 6.1. bring the provisions of this circular to the notice of their members and also disseminate the same on their websites; 6.2. make necessary amendments to the relevant Bye-laws, Rules and Regulations for the implementation of the above direction; 7. This circular is issued in exercise of powers conferred under Section 11(1) of Chapter IV of ....
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