Streamlining of Regulatory Reporting by Designated Depository Participants (DDPs) and Custodians

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....(DDPs) and Custodians 1. SEBI has reviewed various reports submitted by DDPs and Custodians in order to have uniform compliance standards, for ease of compliance reporting and for regulatory purposes. 2. In terms of Regulation 31(4) of SEBI (Foreign Portfolio Investors) Regulations, 2019, and Regulation 20 of the SEBI (Custodian) Regulations, 1996 read with the provisions of Master Circular for ....

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.... Audited Annual report along with Net worth certificate under Clause 7 of Chapter IV of the Master Circular for Custodians IV. AI / ML report under Clause 9 (v) of Chapter IV of the Master Circular for Custodians Half yearly V. Custodian Quarterly report under Clause 6 of Chapter IV of the Master Circular for Custodians. Quarterly VI. FPI General Information to assess the eligibility under....

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....ated Depository Participants Standard Setting Forum (CDSSF) shall be shared by CDSSF with all the DDPs and Custodians, who shall disclose the same on their websites. 5. Reporting by DDPs under Clause 14(iii) of Part A of Master Circular for FPIs and DDPs shall be on monthly basis on SI portal. However, the DDPs shall continue to submit delay in intimation of certain material changes (excluding ch....