TaxTMI 
TaxTMI 
Streamlining of Regulatory Reporting by Designated Depository Participants (DDPs) and Custodians
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....tory Reporting by Designated Depository Participants (DDPs) and Custodians 1. SEBI has reviewed various reports submitted by DDPs and Custodians in order to have uniform compliance standards, for ease of compliance reporting and for regulatory purposes. 2. In terms of Regulation 31(4) of SEBI (Foreign Portfolio Investors) Regulations, 2019, and Regulation 20 of the SEBI (Custodian) Regulatio....
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....ead with Clause 8 of Chapter IV of the Master Circular for Custodians. III. Audited Annual report along with Net worth certificate under Clause 7 of Chapter IV of the Master Circular for Custodians IV. AI / ML report under Clause 9 (v) of Chapter IV of the Master Circular for Custodians Half yearly V. Custodian Quarterly report under Clause 6 of Chapter IV of the Master Circul....
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.... of Chapter IV of the Master Circular for Custodians. 4. The reporting formats which were finalised in consultation with the pilot Custodians and Designated Depository Participants Standard Setting Forum (CDSSF) shall be shared by CDSSF with all the DDPs and Custodians, who shall disclose the same on their websites. 5. Reporting by DDPs under Clause 14(iii) of Part A of Master Circular ....
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.... periodicity of the provisions of circulars as mentioned in para 2 stand modified to the extent specified herein. 8. The provisions of this Circular shall come into effect from month ending February - 2024 onwards. 9. This Circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992, to protect the interest of investors in sec....