Introduction of Issue Summary Document (ISD) and dissemination of issue advertisements

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....g Language) format: i. public issue of specified securities (initial public offer / further public offer); ii. further issues {preferential issue, qualified institutions placement (QIP), rights issue, issue of American Depository Receipts (ADR), Global Depository Receipts (GDR) and Foreign Currency Convertible Bonds (FCCBs)}; iii. buy-back of equity shares (through tender offer or from the open market); iv. open offer under SEBI SAST Regulations; v. voluntary delisting of equity shares where exit opportunity is required under SEBI Delisting Regulations. 3. ISD shall be filed in two stages: i. In the first stage, ISD will be filed containing pre-issue / offer fields. ii. In the second stage, ISD will be filed containing post-issue / offer fields after allotment/offer is completed / as applicable for respective ISD. 4. The formats for ISD are placed as Table I to Table X in Annexure A: i. Table I: ISD for public issue of specified securities ii. Table II: ISD for preferential issue of specified securities iii. Table III: ISD for qualified institutions placement iv. Table IV: ISD for rights issue of specified securities v. Table V: ISD for issue of American D....

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.... to: i. bring the provisions of this circular to the notice of all registered merchant bankers, listed entities and issuers and also disseminate the same on their websites; and ii. communicate to SEBI, the status of implementation of the provisions of this circular within 7 days of implementation and in their Monthly Developments Reports. 12. This Circular is issued in exercise of the powers conferred under Section 11 and Section 11A of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors and to promote the development of, and to regulate the securities market. 13. A copy of this circular is available on SEBI website at www.sebi.gov.in under the categories "Legal Framework → Circulars". Yours faithfully, Yogita Jadhav General Manager Corporation Finance Department Policy and Development - 1 +91 22 2644 9583 Email - [email protected] ============= Document 1 Sr. No. Particular GBi भारतीय प्रतिभूति और विनिमय बोर्ड Securities and Exchange Board of India Annexure A Table I: ISD f....

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....tion No. of shares 41 Market Maker Reservation portion No. of shares Page 6 of 28 Issuer along with Lead Managers Data from 24 to 50 shall be submitted by Lead Manager before grant of Listing approval by the Exchange(s) Sr. No. Particular GB 42 Allocation to Any other भारतीय प्रतिभूति और विनिमय बोर्ड Securities and Exchange Board of India 43 Minimum Application Lot Size 44 Final Issue Price per share (Rs.) 45 Issue Size (Rs.in Crores) 46 Issue subscription (no. of times) 47 Post Issue No. of shares 48 Scrip ID 49 Scrip Code 50 Listing Date Field Description No. of shares No. of shares In Rs. Rs. in Crores Number No. of shares Character Number Date Source for information Issuer along with Lead Managers Timeline for submission Page 7 of 28 Sr. No. Particular GBi 1 Name of the listed entity 2 ISIN भारतीय प्रतिभूति और विनिमय बोर्ड Securities....

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.... by the Exchange(s) Sr. Particular No. GBi भारतीय प्रतिभूति और विनिमय बोर्ड Securities and Exchange Board of India Table III: ISD for qualified institutions placement Field Description In Principle approval stage 1 Name of the listed entity Name of the listed entity 2 ISIN ISIN 4 3 Corporate Identity Number (CIN) of the Listed Entity Permanent Account Number (PAN) CIN PAN 5 BSE Scrip code* 6 NSE Symbol 7 MSEI Symbol 8 Board resolution approving the issue of specified securities Date 9 Object of the Issue (As per Notice/offer document) Source for information Timeline for submission Issuer along with Lead Manager Data from 1 to 14 shall be submitted by the Lead Manager before grant of in principle approval by the Exchange(s) 10 Date of Shareholders approval for placement with QIBs Date 11 12 Issue Size Applied for (No of Shares/Rs. in crores) Provision for discount No of shares/Rs. in crores % 13 Listed at Name of the Stock Exchange(s) 14 Name of the Merchant Banker(s) Name Listing ....

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....100/25/other specify) Name Issuer in consultation with Lead Manager (if appointed) Data from 1 to 14 shall be submitted by the Lead Manager or the issuer (in case Lead Manager is not required to be appointed) before grant of in principle approval by the Exchange(s) Page 12 of 28 Sr. No. Particular GBi भारतीय प्रतिभूति और विनिमय बोर्ड Securities and Exchange Board of India Field Description Source for information Listing Stage 15 Name of the Company Name 16 ISIN ISIN 17 Corporate Identity Number (CIN) of the CIN Listed Entity 18 Permanent Account Number (PAN) PAN 19 BSE Scrip code 20 NSE Symbol 21 MSEI Symbol 22 Record Date Date 23 Rights Ratio x:y 24 Offer price (per share) In Rs. 25 Issue opening date Date 26 Issue closing date Date 27 Right entitlement opening date Date 28 Right entitlement closing date Date 29 Date of Allotment of shares Date 30 Number of shares allotted No. of shares 31 Number of shares kept in abeyance No. of shares 32 Amount Raised Rs. i....

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....akhs 26 Number of Equity shares Listed No. of shares 27 Date of Listing 28 Date of Trading Approval Date Date Exchange Page 15 of 28 GB भारतीय प्रतिभूति और विनिमय बोर्ड Securities and Exchange Board of India Table VI: ISD for issue of Foreign Currency Convertible Bonds (FCCBs) Sr. Particular No. Field Description In Principle approval stage 1 Name of the listed entity 2 ISIN Name ISIN 3 Corporate Identity Number (CIN) of the Listed Entity CIN 4 Permanent Account Number (PAN) ΡΑΝ 5 BSE Scrip code 6 NSE Symbol 7 MSEI Symbol 8 Board resolution approving the issue of specified securities Date 9 Copy of notice sent to shareholders 10 Object of the Issue 11 Security Type (no. of security) 12 Security Type (amount to be raised) 13 Consideration Notice Copy As per Notice/offer document No. of Bonds of face value (in Rs.) Rs. in Lakhs/Foreign currency Option - Cash/Restructuring of FCCB/other Listing Stage 14 Name of the listed entity 15 ISIN 16 17 18 BSE Scrip code 19 NSE ....

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.... of Buyback opening notice by the Exchange(s) Sr. No. 21 22 Promoter(s) holding Pre Buyback 23 Promoter(s) tentative holding Post Buyback 24 Stock Exchanges 25 Designated Stock Exchange 26 Company's Broker/ Buyer Broker 27 Manager(s) to the Buyback Particular GB भारतीय प्रतिभूति और विनिमय बोर्ड Securities and Exchange Board of India Details of the escrow account Field Description Bank Name No. of Shares & Percentage No. of Shares & Percentage Name of the Exchange(s) where company is listed Name of the Exchange Name and Code of the Broker Investment Banker Source for information Remarks 28 Last date for the receipt of completed Tender Forms and other specified documents including physical share certificates (as applicable) by the Registrar Date 29 29 30 Last date for providing Acceptance/non-Acceptance to the Stock Exchanges by the Registrar to the Buyback Last date for settlement of bids on the Stock Exchanges Date Listed Entity Date 31 Last date for return of unaccepted Equity Shares by ....

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.... 12 Maximum No of shares to be bought back 13 14 Company's Broker/ Buyer Broker Manager to Buyback Offer 15 Listed capital (No of shares) 16 Promoter(s) holding Pre Buyback Amount in Rupees No. of Shares Name Investment Banker No. of Shares No. of Shares & Percentage Post Issue stage No. of Shares Date 17 Total No of shares bought back 18 Date of Closure of Buyback 19 Post Buyback Capital No. of Shares 20 Post Buy Back Public Announcement Date Page 21 of 28 Listed Entity Listed Entity ISD data from 1 to 16 shall be submitted by the Listed Entity before / along with Issue opening application with the Exchange(s) ISD data from 17 to 22 shall be submitted by the Listed Entity before / along with Issue closure application Sr. No. 21 22 Particular GBi भारतीय प्रतिभूति और विनिमय बोर्ड Securities and Exchange Board of India Post Buy Back Public Announcement Promoter(s) holding Post Buyback Field Description PDF Attachment No. of Shares & Percentage Source for information Listed Entity ....

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....hares acquired in number offer Acquirer Manager to the 23 Number of partly paid up shares acquired in number Open Offer offer ISD data from 22 to 32 shall be submitted by the Page 24 of 28 Sr. No. 24 5ཋས 8 & 25 Particular GBi भारतीय प्रतिभूति और विनिमय बोर्ड Securities and Exchange Board of India Number of fully paid-up shares acquired as % of paid-up capital Number of partly paid-up shares acquired as % of partly paid-up capital Field Description number & % of paid-up capital number & % of partly paid-up capital 26 Offer price paid for fully per paid up share Rs. 27 Offer price paid for per partly paid up share Rs. 28 Date of payment/settlement date 29 Consideration paid in open offer (in Rs. Rs. in Million 30 Detail of interest paid due to delay in payment amount 31 Post offer shareholding of Acquirer and PAC Number of shares & % 32 Post Offer Announcement PDF document Source for information Remarks Acquirer / Manager to the Open Offer Manager to the Open Offer before / a....

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....ty Share 31 Revised Indicative price if any Rs. Per Equity Share 32 Date of revised Indicative price if any Date Manager to the Offer 33 Date of approval of shareholders through special resolution Date 34 Date of In-principle approval granted by the Stock Exchanges Date 35 Detailed public announcement PDF Document 36 'specified date' for determining the names of the shareholders to whom the letter of offer shall be sent Date 37 39 333 Designated Stock Exchange Name 38 Letter of Offer PDF document News Paper publication w.r.t Recommendations of the Committee of independent directors PDF document 40 Tendering start date Date 41 42 Last date for upward revision or withdrawal of bids Tendering closing date Date Date Page 27 of 28 Sr. Particular GBi भारतीय प्रतिभूति और विनिमय बोर्ड Securities and Exchange Board of India Source for information Field Description No. 43 Last date for announcement of counter offer Date 44 Last date for Public Announcement regarding success or failure of the D....