Relaxation in timelines for compliance with regulatory requirements
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....s / Clearing Corporations 4. Depository Participants through Depositories 5. KYC Registration Agencies Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due to COVID-19 pandemic, lockdown imposed by the Government and representations received from Stock Exchanges, SEBI had earlier provided relaxations in tim....
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....P/CIR/P/2020/255 dated December 31, 2020, timelines / period of exclusion were further extended for certain compliance requirements. 3. In view of the prevailing situation due to Covid-19 pandemic and representation received from the Association of National Exchanges Members of India (ANMI), Stock Exchanges and Depositories, it has been decided to extend the timelines for compliance with the fo....
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....s requested for a physical statement. 4. Submission of Internal Audit Report for HYE March-2021 Till July 31, 2021 5. Net worth certificate in Margin Trading for CM Segment for HYE March 31, 2021 Till July 31, 2021 6. Net worth certificate for all members for HYE March 2021. Till July 31, 2021 7. Reporting of Risk based supervision Till July 31, 2021 8. Ri....
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.... taken/follow-on audit report for System Audit /Cyber Audit Report for 2019-20 Till July 31, 2021 Relaxation in time period for certain activities carried out by Depository Participant: S. No. Compliance Extended timeline / Period of exclusion 1. BO Grievances Report Till May 31, 2021 for the month of April 2021 and till June 30, 2021, for the ....
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