Relaxation in timelines for compliance with regulatory requirements
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....learing Members through Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) 3. KYC Registration Agency Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due to COVID-19 pandemic, lockdown imposed by the Government and representations received from Stock Exchan....
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....irements by the Trading Members / Clearing Members / Depository Participants, mentioned in the SEBI circulars, as under: Compliance requirements for which timelines were extended vide SEBI circular SEBI/HO/MIRSD/DOP/CIR/P/2020/61 dated April 16, 2020. S. Nos. for which timeline is extended Extended timeline / Period of exclusion Client Funding Reporting for the months of June and....
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.... Compliance requirements for which timelines were extended vide SEBI circular SEBI/HO/MIRSD/DOP/CIR/P/2020/62 dated April 16, 2020. S. Nos. for which timeline is extended Extended timeline / Period of exclusion KYC application form and supporting documents of the clients to be uploaded on system of KRA within 10 working days. III Period of exclusion shall be from March 23, 2020 til....
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.... & Cyber Resilience Audit for the year ended March 31, 2020. - Till September 30, 2020. 3. All other conditions specified in the aforementioned circulars shall continue to remain applicable. 4. Stock Exchanges, Clearing Corporations and Depositories are directed to bring the provisions of this circular to the notice of their members / participants and also disseminate the same on their....
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