Relaxation in timelines for compliance with regulatory requirements by trading members / clearing members
X X X X Extracts X X X X
X X X X Extracts X X X X
....timelines for compliance with regulatory requirements by trading members / clearing members. 1. In view of the situation arising due to COVID-19 pandemic and extended lockdown period, based on representation received from Stock Exchanges, it has been decided to extend the timelines for the following compliance requirements by their trading members / clearing members: S. No. Compliance SEBI Ci....
X X X X Extracts X X X X
X X X X Extracts X X X X
....mber 26, 2016. V. Issue of Annual Global Statement to clients. SEBI letter no. SEBI/HO/MIRSD1/RKD/OW/P/2017/29513/1 dated November 27, 2017. 2. The delay in submission of the reports specified at S. Nos. I - III shall not attract penal provisions till May 17, 2020. The date for compliance requirements at S. Nos. IV-V is extended by one month from the due date. 3. Stock Exchanges and Cleari....