Relaxation in timelines for compliance with regulatory requirements by trading members / clearing members

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....Centres) Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements by trading members / clearing members 1. In view of the situation arising due to COVID-19 pandemic and extended lockdown period, based on representations received from Stock Exchanges, it has been decided to extend the due date for the following regulatory filings and compliance requirements....

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....2008, MRD/DMS/Cir-29/2008 dated October 21,2008, SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 dated September 26, 2016 and SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/138 dated December 20, 2016 on Enhanced Supervision of Stock Brokers (the due date for the submission of internal Audit report was made within two months from the end of half year) VI.   System Audit Report (Algo). 30-Jun-20 31-J....

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..... XI.   Maintaining call recordings of orders/instructions received from clients. - 17-May-2020 SEBI/HO/MIRSD/DOP1/CIR/P/2018/54 dated March 22, 2018. 2. The relaxation in compliance requirements at S. Nos. I - IX will be effective from their due date till the extended date as mentioned in the above table. Provision regarding imposition of penalty at S. No. X above was ef....