Issuance of notice

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

.... cause as to why further action should not be taken against it under these Regulations, specifying therein the nature of the contraventions alleged to have been committed by him. (i) to submit within a period to be specified in the notice, 3[***] not exceeding twenty-one days, a written statement, if any, to the enquiry officer appointed under sub-regulation (1) of regulation 5, and (ii) to spec....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....quiry Officer and Imposing Penalty (Amendment) Regulations, 2006, w.e.f. 21.08.2006. prior to its substitution, sub-regulation (1) read as under:- (1) where it is proposed to hold an enquiry against an intermediary under these regulations an officer of the Board specified by the Chairman or the member in this behalf, shall issue to the intermediary a notice starting therein the contravention of t....