Transfer of Pending enquiry

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Full Text of the Document

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....ending before any enquiry officer immediately before the date of commencement of the SEBI (Stock Brokers and sub-Brokers)(Second Amendment) Regulations, 2003, being an enquiry in respect of a violation which can be adjudicated under Chapter VI A of the Act pursuant to the provisions of SEBI (Stock Brokers and sub-Brokers)(Second Amendment) Regulations, 2003 may be transferred by the Chairman or th....