Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants - Clarifications

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....Depository Participants - Clarifications 1. SEBI, vide circular SEBI/HO/MIRSD/CIR/PB/2018/147 dated December 03, 2018, prescribed the framework for Cyber Security & Cyber Resilience for Stock Brokers / Depository Participants. 2. Paragraph 52 of Annexure 1 of the SEBI circular dated December 03, 2018 specifies the following regarding sharing of information: Quarterly reports containing informa....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....ion of the report shall be 15 days after the end of the quarter. 3.4. The mode of submission of such reports by the stock brokers / depository participants may be prescribed by Stock Exchanges / Depositories. 4. With regard to periodic audit as specified in paragraph 58 of Annexure 1 of the SEBI circular dated December 03, 2018, it has been decided that auditors qualified in following certificat....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

.... number of terminals and location presence, shall be as under: Type of stock broker as specified in SEBI circular CIR/MRD/DMS/34/2013 dated November 06, 2013 Periodicity Type I Annual Type II Annual Type III Half-yearly Paragraph 58 of Annexure 1 of the SEBI circular dated December 03, 2018 stands modified accordingly. 6. Stock Exchanges and Depositories shall a) make necessary amend....