Application for grant of certificate of commencement of business as depository
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....t of certificate of commencement of business as depository Securities and Exchange Board of India, Mittal Court, "B" Wing, 1st Floor Nariman Point, Mumbai 400021 - India INSTRUCTIONS i. This form is meant for use by a depository granted a certificate of registration by the Securities and Exchange Board of India. ii. The applicant should complete this form, and submit it, along with ....
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....e of grant of certificate of registration to the applicant. 3. Please indicate whether bye-laws have been approved by SEBI. 4. Please indicate the details of staff and organisation structure that has been set-up. 5. Please indicate the background and experience of key personnel. 6. Internal evaluation and monitoring systems including details of background and experience of personnel in....
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....as been taken. 11. Please enclose a copy of the participation agreement to be entered into with different categories of participants. 12. Please enclose a copy of the agreement to be entered into with the issuer, or with the issuer and his registrar. 13. Please enclose a copy of the agreement to be entered into between the participant, as the depository's agent, and the beneficial owners.....
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....directives as may be issued by the Securities and Exchange Board of India from time to time. For and on behalf of.................................................................................................................. (Name of the applicant) Authorised signatory.................. &....
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