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Disclosure of proprietary trading by broker to client

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Full Text of the Document

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....oker to client 1. With a view to increase the transparency in the dealings between the broker and the client, it has been decided that every broker shall disclose to his client whether he does client based business or proprietary trading as well. 2.1 The broker shall disclose the aforesaid information to his existing clients within a period of one month from the date of this circular. 2.2 Furth....

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