Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2019.

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....f India (Regulatory Fee on Stock Exchanges) Regulations, 2006, Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, namely, - 1. These Regulations may be called the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2019. 2. They shall come into force with effect from April 01, 2019. Amendments to the Securities and Exchange Board of India (Stock Brokers and Sub-brokers) Regulations, 1992 3. In the Securities and Exchange Board of India (Stock Brokers and Sub-brokers) Regulations, 1992,- (i) in Schedule V, in Part B relating to CHARGE OF FEES, in clause 3 in sub-clause (1), the table shall be substituted with the following, na....

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....er crore)         0.00001 per cent of his turnover     (Rs.1 per crore) 50,000/- 50,000/- Explanation.- [(A)] The expression 'turnover' shall include the value of the trades executed by the stock broker on the concerned recognized stock exchange and of the trades settled on the expiration of the contracts.  [(B) In case of options contracts, 'turnover' shall be computed on the basis of premium traded for the option contracts and in case where the option is exercised or assigned, it shall be additionally computed on the basis of notional value of option contracts exercised or assigned.] Debt 0.00002 per cent of his turnover ....

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.... (i) in sub-clause (a), the table shall be substituted with the following, namely,- Size of the issue, including intended retention of oversubscription Amount / Rate of fees for fresh filing Amount / Rate of fees for filing within one year after expiry of SEBI Observation letter Less than or equal to ten crore rupees. A flat charge of one lakh rupees   (  Rs.1,00,000/-). A flat charge of fifty thousand rupees (  Rs.50,000/-). More than ten crore rupees, but less than or equal to five thousand crore rupees. 0.1 per cent of the issue size. 0.05 per cent of the issue size. More than five thousand crore rupees. Five crore rupees ( Rs.5,00,00,000/-) plus 0.025 per cent of the porti....