Securities And Exchange Board Of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) (Second Amendment) Regulations, 2004.

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.....In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, namely :- 1. These Regulations may be called the Securities and Exchange Boa....

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...., (i) for sub regulation (1) the following shall be substituted, namely- "16(1) The Chairman or member may appoint an officer of the Board, not below the rank of Assistant General Manager or Assistant Legal Advisor for giving his recommendation after following the summary procedure in respect of any matter specified in regulation 15: Provided that in respect of any matter spec....

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....or similar in nature." [F.No. SEBI/LAD/DOP/19536/2004] G.N. BAJPAI, Chairman Foot Notes :- (1) Securities and Exchange Board of India(Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, were notified in the Gazette of India on 27.9.2002 vide S.O. No. 1045(E). (2) The Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquir....