TaxTMI 
TaxTMI 
Securities And Exchange Board of India (Stock Brokers And Sub-Brokers) (Amendment) Regulations, 2011
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..... No. LAD-NRO/GN/2011-12/01/11486. ─In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992, namely:─ 1. These Regulations may be called the Securities and Exchange....
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....erivatives segment of a stock exchange, in addition to complying with the requirements of sub-regulation (1), shall deposit at least a sum of rupees fifty lakh with the clearing corporation or clearing house of the currency derivatives segment in such form, and shall maintain such net worth, as may be specified by the Board from time to time." (b) in the Explanation, the symbols, numbers and word....
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..... 939 (E). (b) January 5, 1998 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 1998 vide S.O. No. 13 (E). (c) January 21, 1998 by SEBI (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 1998 vide S.O. No. 75 (E). (d) December 16, 1998 by SEBI (Stock Brokers and Sub-Brokers) (Third Amendment) Regulations, 1998 vide S.O. No. 1078 (E). (e) July 6, 1999 by SEBI (Stock....
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....27, 2002 by SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No. 1045 (E). (m) September 23, 2003 by the SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2003 vide S.O. No. 1095 (E). (n) November 20, 2003 by the SEBI (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2003 vide F. No. SEBI /LAD /20795 /2003. (o) Ma....