Conditions of registration.

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Full Text of the Document

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....rules, regulations and bye-laws of the stock exchange which are applicable to him; (c) where the stock broker proposes change in control, he shall obtain prior approval of the Board for continuing to act as such after the change; (d) he shall pay fees charged by the Board in the manner provided in these regulations; (e) he shall take adequate steps for redressal of grievances, of the investors ....