Action on inspection or investigation report.
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....nd appropriate including action under ^2[ Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008]]. ************** NOTES:- 1 Substituted by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 w.e.f.,27.09.2002. Prior to the substitution the regulation....
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....on or investigation report - The Board or the Chairman shall after consideration of inspection or investigation report take action as the Board or Chairman may deem fit and appropriate including action under the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002." Prior to the above substitution the regulation read....
TaxTMI